{ "crd_number": 156720, "slug": "littlejohn-and-co-llc-greenwich-ct-156720", "primary_business_name": "LITTLEJOHN & CO., LLC", "legal_name": "LITTLEJOHN & CO., LLC", "dbas": [ "CETUS CAPITAL, LLC", "LITTLEJOHN FINANCIAL SOLUTIONS", "PUTNAM HILL CAPITAL PARTNERS" ], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-08-26", "carried_forward": false, "raum_total": 8965727230.0, "raum_discretionary": 8965727230.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 81, "advisory_employees": 39, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 8965727230.0, "count": 27 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://linkedin.com/company/littlejohn-&-co/about", "https://littlejohnllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156720", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/littlejohn-and-co-llc-greenwich-ct-156720", "display_name": "Littlejohn & Co., LLC", "summary": "Littlejohn & Co., LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.", "citation": "AdvisorCensus. Littlejohn & Co., LLC (CRD 156720): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Littlejohn & Co., LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Littlejohn & Co., LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Littlejohn & Co., LLC located?", "a": "Littlejohn & Co., LLC's principal office is in Greenwich, CT, according to its Form ADV." }, { "q": "Is Littlejohn & Co., LLC registered with the SEC or a state?", "a": "Littlejohn & Co., LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156720." }, { "q": "How much does Littlejohn & Co., LLC manage?", "a": "Littlejohn & Co., LLC reports $8,965,727,230 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary)." }, { "q": "How have Littlejohn & Co., LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Littlejohn & Co., LLC: Regulatory assets under management: $12,920,022,608 in the October 2021 data and $8,965,727,230 in the October 2026 data, down 31%. Total employees: 73 in October 2021 and 81 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Littlejohn & Co., LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27)." }, { "q": "Does Littlejohn & Co., LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156720" }, { "q": "What changed in Littlejohn & Co., LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 51 to 39. Regulatory assets under management went from $7,971,641,132 to $8,965,727,230 (+12%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 12920022608.0, "total_employees": 73, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 8325975739.0, "total_employees": 63, "filing_date": "2022-04-07" }, { "period": "2023-10-01", "regulatory_assets_under_management": 8330265687.0, "total_employees": 69, "filing_date": "2023-08-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 7934745674.0, "total_employees": 71, "filing_date": "2024-08-08" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7971641132.0, "total_employees": 83, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 8965727230.0, "total_employees": 81, "filing_date": "2026-08-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 51 to 39.", "Regulatory assets under management went from $7,971,641,132 to $8,965,727,230 (+12%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/littlejohn-and-co-llc-greenwich-ct-156720.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 27, "fewer_than_5": false, "raum": 8965727230.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156720", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }