# Littlefield Asset Management, Inc.

> Littlefield Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 109602
- Filed as: LITTLEFIELD ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109602
- AdvisorCensus page: https://advisorcensus.com/firm/littlefield-asset-management-inc-109602

## Quick answers

**How is Littlefield Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Littlefield Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Littlefield Asset Management, Inc. registered with the SEC or a state?**
Littlefield Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 109602.

**How much does Littlefield Asset Management, Inc. manage?**
Littlefield Asset Management, Inc. reports $141,077,612 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary).

**How have Littlefield Asset Management, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Littlefield Asset Management, Inc.: Regulatory assets under management: $124,215,556 in the October 2025 data and $141,077,612 in the October 2026 data, up 14%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Littlefield Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39); high net worth individuals (15).

**Which custodians does Littlefield Asset Management, Inc. use?**
Littlefield Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Littlefield Asset Management, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109602

**Does Littlefield Asset Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated May 22, 2026 says: "LAM does not impose a minimum investment amount for obtaining the services of LAM."

**What changed in Littlefield Asset Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $124,215,556 to $141,077,612 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 22, 2026)

- Account minimum: None

> LAM does not impose a minimum investment amount for obtaining the services of LAM.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $141,077,612
- Discretionary: $141,077,612
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $134,644,096 |
| High net worth individuals | 15 | $6,433,516 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109602

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $124,215,556 | 1 | June 30, 2025 |
| October 2026 | $141,077,612 | 1 | May 22, 2026 |

Regulatory assets under management: $124,215,556 in the October 2025 data and $141,077,612 in the October 2026 data, up 14%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $124,215,556 to $141,077,612 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Littlefield Asset Management, Inc. (CRD 109602): Form ADV filing data as of October 2026.