# Little River Capital Partners, LP

> Little River Capital Partners, LP is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 331057
- Filed as: LITTLE RIVER CAPITAL PARTNERS, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331057
- AdvisorCensus page: https://advisorcensus.com/firm/little-river-capital-partners-lp-331057

## Quick answers

**How is Little River Capital Partners, LP compensated?**
On its Form ADV (Item 5.E, October 2026), Little River Capital Partners, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Little River Capital Partners, LP registered with the SEC or a state?**
Little River Capital Partners, LP is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331057.

**How much does Little River Capital Partners, LP manage?**
Little River Capital Partners, LP reports $160,104,368 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary).

**How have Little River Capital Partners, LP's assets and staff changed since 2024?**
In the Form ADV data for Little River Capital Partners, LP: Regulatory assets under management: $150,000,000 in the October 2025 data and $160,104,368 in the October 2026 data, up 7%. Total employees: 6 in October 2024 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Little River Capital Partners, LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Little River Capital Partners, LP use?**
Little River Capital Partners, LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists TD Ameritrade, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Little River Capital Partners, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331057

**What changed in Little River Capital Partners, LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 7. Added an office in Vestavia Hills, AL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- TD Ameritrade, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,104,368
- Discretionary: $160,104,368
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | Fewer than 5 | $188,358 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4,203,287 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | Fewer than 5 | $155,661,871 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $50,852 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 8 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Vestavia Hills, AL

### Websites listed on Form ADV (Item 1.I)
- littleriverinvest.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 6 | May 10, 2024 |
| October 2025 | $150,000,000 | 4 | March 31, 2025 |
| October 2026 | $160,104,368 | 8 | May 5, 2026 |

Regulatory assets under management: $150,000,000 in the October 2025 data and $160,104,368 in the October 2026 data, up 7%.
Total employees: 6 in October 2024 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 7.
- Added an office in Vestavia Hills, AL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Little River Capital Partners, LP (CRD 331057): Form ADV filing data as of October 2026.