# Little Point Capital, LLC

> Little Point Capital, LLC is a state-registered investment advisory firm, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2024.

- CRD: 154066
- Filed as: LITTLE POINT CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: March 27, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154066
- AdvisorCensus page: https://advisorcensus.com/firm/little-point-capital-llc-154066

## Quick answers

**How is Little Point Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Little Point Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Little Point Capital, LLC registered with the SEC or a state?**
Little Point Capital, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 154066.

**How much does Little Point Capital, LLC manage?**
Little Point Capital, LLC reports $37,089,383 in regulatory assets under management in its Form ADV filing dated March 27, 2024 (100% discretionary).

**What types of clients does Little Point Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3).

**Does Little Point Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154066

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,089,383
- Discretionary: $37,089,383
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | 3 | $37,089,383 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Little Point Capital, LLC (CRD 154066): Form ADV filing data as of October 2026.