{ "crd_number": 299577, "slug": "liquid-capital-management-llc-los-angeles-ca-299577", "primary_business_name": "LIQUID CAPITAL MANAGEMENT LLC", "legal_name": "LIQUID CAPITAL MANAGEMENT LLC", "dbas": [ "LIQUID STOCK" ], "city": "Los Angeles", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-07-27", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 287599449.0, "raum_discretionary": 287599449.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 287599449.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/company/liquid-stock", "https://liquidstock.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299577", "city_as_filed": "LOS ANGELES", "url": "https://advisorcensus.com/firm/liquid-capital-management-llc-los-angeles-ca-299577", "display_name": "Liquid Capital Management LLC", "summary": "Liquid Capital Management LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Liquid Capital Management LLC (CRD 299577): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Liquid Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Liquid Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Liquid Capital Management LLC located?", "a": "Liquid Capital Management LLC's principal office is in Los Angeles, CA, according to its Form ADV." }, { "q": "Is Liquid Capital Management LLC registered with the SEC or a state?", "a": "Liquid Capital Management LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 299577." }, { "q": "How much does Liquid Capital Management LLC manage?", "a": "Liquid Capital Management LLC reports $287,599,449 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Liquid Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Liquid Capital Management LLC: Regulatory assets under management: $217,861,605 in the October 2021 data and $287,599,449 in the October 2026 data, up 32%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Liquid Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Liquid Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299577" }, { "q": "What changed in Liquid Capital Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $333,700,510 to $287,599,449 (-14%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 217861605.0, "total_employees": 6, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 376559183.0, "total_employees": 7, "filing_date": "2022-06-03" }, { "period": "2023-10-01", "regulatory_assets_under_management": 325058349.0, "total_employees": 7, "filing_date": "2023-05-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 255837280.0, "total_employees": 5, "filing_date": "2024-06-12" }, { "period": "2025-10-01", "regulatory_assets_under_management": 333700510.0, "total_employees": 5, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 287599449.0, "total_employees": 4, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 4.", "Regulatory assets under management went from $333,700,510 to $287,599,449 (-14%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/liquid-capital-management-llc-los-angeles-ca-299577.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 287599449.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299577", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }