# Lipscomb Investment Group, LLC

> Lipscomb Investment Group, LLC is a state-registered investment advisory firm in Auburn, AL, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 131869
- Filed as: LIPSCOMB INVESTMENT GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Auburn, AL
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/131869
- AdvisorCensus page: https://advisorcensus.com/firm/lipscomb-investment-group-llc-auburn-al-131869

## Quick answers

**How is Lipscomb Investment Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lipscomb Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lipscomb Investment Group, LLC located?**
Lipscomb Investment Group, LLC's principal office is in Auburn, AL, according to its Form ADV.

**Is Lipscomb Investment Group, LLC registered with the SEC or a state?**
Lipscomb Investment Group, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 131869.

**How much does Lipscomb Investment Group, LLC manage?**
Lipscomb Investment Group, LLC reports $80,214,994 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (97% discretionary).

**What types of clients does Lipscomb Investment Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (91); high net worth individuals (58); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Lipscomb Investment Group, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131869

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $80,214,994
- Discretionary: $78,151,061
- Non-discretionary: $2,063,933

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 91 | $14,037,615 |
| High net worth individuals | 58 | $62,837,822 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,100,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,918,000 |
| Charitable organizations | Fewer than 5 | $145,933 |
| Corporations or other businesses not listed above | Fewer than 5 | $175,624 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, GA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131869

### Websites listed on Form ADV (Item 1.I)
- ligira.com
- lipscombwealth.com
- Facebook @lipscombwealth
- Instagram @lipscombwealth
- LinkedIn @lipscomb-wealth-auburn

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lipscomb Investment Group, LLC (CRD 131869): Form ADV filing data as of October 2026.