# Lipper Advisory Services Inc

> Lipper Advisory Services Inc is an SEC-registered investment advisory firm, registered since 1991, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 107283
- Filed as: LIPPER ADVISORY SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107283
- AdvisorCensus page: https://advisorcensus.com/firm/lipper-advisory-services-inc-107283

## Quick answers

**How is Lipper Advisory Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Lipper Advisory Services Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Is Lipper Advisory Services Inc registered with the SEC or a state?**
Lipper Advisory Services Inc is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 107283.

**How much does Lipper Advisory Services Inc manage?**
Lipper Advisory Services Inc reports $155,792,969 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Lipper Advisory Services Inc's assets and staff changed since 2021?**
In the Form ADV data for Lipper Advisory Services Inc: Regulatory assets under management: $122,739,930 in the October 2021 data and $155,792,969 in the October 2026 data, up 27%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lipper Advisory Services Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); corporations or other businesses not listed above (4); high net worth individuals (3).

**Which custodians does Lipper Advisory Services Inc use?**
Lipper Advisory Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Lipper Advisory Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107283

**Does Lipper Advisory Services Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "Lipper Advisory Services does not generally require a minimum amount to be invested. However, Lipper Advisory Services may impose minimum fees for certain investment advisory and consulting services."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: None

> Lipper Advisory Services does not generally require a minimum amount to be invested. However, Lipper Advisory Services may impose minimum fees for certain investment advisory and consulting services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $155,792,969
- Discretionary: $155,792,969
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $2,229,199 |
| High net worth individuals | 3 | $55,172,824 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $58,747,186 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $2,639,717 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $37,004,043 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1991 (35 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, FL, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Plantation, FL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,739,930 | 3 | March 29, 2021 |
| October 2022 | $151,343,635 | 3 | May 24, 2022 |
| October 2023 | $124,764,307 | 3 | March 24, 2023 |
| October 2024 | $129,185,039 | 3 | March 26, 2024 |
| October 2025 | $142,996,836 | 3 | March 19, 2025 |
| October 2026 | $155,792,969 | 3 | March 20, 2026 |

Regulatory assets under management: $122,739,930 in the October 2021 data and $155,792,969 in the October 2026 data, up 27%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lipper Advisory Services Inc (CRD 107283): Form ADV filing data as of October 2026.