{
  "crd_number": 288526,
  "slug": "lionshead-wealth-management-llc-new-york-ny-288526",
  "primary_business_name": "LIONSHEAD WEALTH MANAGEMENT, LLC",
  "legal_name": "LIONSHEAD WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-05-24",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-11",
  "carried_forward": false,
  "raum_total": 229846327.0,
  "raum_discretionary": 210678336.0,
  "raum_non_discretionary": 19167991.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2616965.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 21277723.0,
      "count": 62
    },
    "pension_profit_sharing": {
      "raum": 6685711.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 199265928.0,
      "count": 41
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL",
    "NJ",
    "NY",
    "PA"
  ],
  "websites": [
    "https://facebook.com/LIONSHEADWEALTH",
    "https://linkedin.com/company/11242736/admin/updates",
    "https://lionsheadadvisory.com",
    "https://lionsheadwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288526",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/lionshead-wealth-management-llc-new-york-ny-288526",
  "display_name": "Lionshead Wealth Management, LLC",
  "summary": "Lionshead Wealth Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.",
  "citation": "AdvisorCensus. Lionshead Wealth Management, LLC (CRD 288526): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Lionshead Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lionshead Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Lionshead Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 states: Flat fee: $25,000 a year (Micro Family Office Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Lionshead Wealth Management, LLC located?",
      "a": "Lionshead Wealth Management, LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Lionshead Wealth Management, LLC registered with the SEC or a state?",
      "a": "Lionshead Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288526."
    },
    {
      "q": "How much does Lionshead Wealth Management, LLC manage?",
      "a": "Lionshead Wealth Management, LLC reports $229,846,327 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (92% discretionary)."
    },
    {
      "q": "How have Lionshead Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Lionshead Wealth Management, LLC: Regulatory assets under management: $102,589,837 in the October 2021 data and $229,846,327 in the October 2026 data, up 124%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lionshead Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (62); high net worth individuals (41); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does Lionshead Wealth Management, LLC use?",
      "a": "Lionshead Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lionshead Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288526"
    },
    {
      "q": "Does Lionshead Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 says: \"In general, we require a minimum of $250,000 to open and maintain an advisory account. In our sole discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in Lionshead Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $203,672,915 to $229,846,327 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 102589837.0,
      "total_employees": 2,
      "filing_date": "2021-02-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 127531823.0,
      "total_employees": 2,
      "filing_date": "2022-02-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 119103419.0,
      "total_employees": 2,
      "filing_date": "2023-03-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 139670186.0,
      "total_employees": 3,
      "filing_date": "2024-05-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 203672915.0,
      "total_employees": 4,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 229846327.0,
      "total_employees": 4,
      "filing_date": "2026-03-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $203,672,915 to $229,846,327 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 11, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $25,000 a year (Micro Family Office Services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum of $250,000 to open and maintain an advisory account. In our sole discretion, we may waive this minimum account size."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $25,000 a year (Micro Family Office Services)"
        ],
        "quotes": [
          "Our Micro Family Office Services typically start at an annual fixed fee of $25,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 25000.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "Micro Family Office Services"
        }
      ]
    },
    "quotes": [
      "In general, we require a minimum of $250,000 to open and maintain an advisory account. In our sole discretion, we may waive this minimum account size.",
      "Our Micro Family Office Services typically start at an annual fixed fee of $25,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lionshead-wealth-management-llc-new-york-ny-288526.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 62,
      "fewer_than_5": false,
      "raum": 21277723.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 41,
      "fewer_than_5": false,
      "raum": 199265928.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 6685711.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2616965.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288526",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}