# Lionshares LLC

> Lionshares LLC is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 335459
- Filed as: LIONSHARES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335459
- AdvisorCensus page: https://advisorcensus.com/firm/lionshares-llc-brooklyn-ny-335459

## Quick answers

**How is Lionshares LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lionshares LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lionshares LLC located?**
Lionshares LLC's principal office is in Brooklyn, NY, according to its Form ADV.

**Is Lionshares LLC registered with the SEC or a state?**
Lionshares LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335459.

**How much does Lionshares LLC manage?**
Lionshares LLC reports $6,025,278 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).

**How have Lionshares LLC's assets and staff changed since 2025?**
In the Form ADV data for Lionshares LLC: Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lionshares LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Lionshares LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335459

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,025,278
- Discretionary: $6,025,278
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $6,025,278 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lionsharesetf.com
- reddit.com/user/lionsharesetf
- Instagram @lionsharesetf
- LinkedIn @lionsharesetf
- LinkedIn @sofia-massie-9b39b6149
- X @LionSharesETF

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 1 | June 23, 2025 |
| October 2026 | $6,025,278 | 1 | July 22, 2026 |

Total employees: 1 in October 2025 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lionshares LLC (CRD 335459): Form ADV filing data as of October 2026.