# Lionheart Strategic Management, LLC

> Lionheart Strategic Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 314990
- Filed as: LIONHEART STRATEGIC MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314990
- AdvisorCensus page: https://advisorcensus.com/firm/lionheart-strategic-management-llc-new-york-ny-314990

## Quick answers

**How is Lionheart Strategic Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lionheart Strategic Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lionheart Strategic Management, LLC located?**
Lionheart Strategic Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Lionheart Strategic Management, LLC registered with the SEC or a state?**
Lionheart Strategic Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314990.

**How much does Lionheart Strategic Management, LLC manage?**
Lionheart Strategic Management, LLC reports $508,730,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (2% discretionary).

**How have Lionheart Strategic Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Lionheart Strategic Management, LLC: Regulatory assets under management: $323,779,686 in the October 2022 data and $508,730,000 in the October 2026 data, up 57%. Total employees: 6 in October 2022 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lionheart Strategic Management, LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (8); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Lionheart Strategic Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314990

**What changed in Lionheart Strategic Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $370,930,000 to $508,730,000 (+37%). Employees performing advisory functions went from 8 to 11.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $508,730,000
- Discretionary: $12,400,000
- Non-discretionary: $496,330,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $12,400,000 |
| Other investment advisers | 8 | $496,330,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (4 years)
- Employees: 14 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lionheartstrategic.com](https://lionheartstrategic.com)
- LinkedIn @LIONHEARTSTRATEGIC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $323,779,686 | 6 | February 15, 2022 |
| October 2023 | $358,543,889 | 8 | April 10, 2023 |
| October 2024 | $501,502,980 | 10 | March 29, 2024 |
| October 2025 | $370,930,000 | 11 | March 31, 2025 |
| October 2026 | $508,730,000 | 14 | March 31, 2026 |

Regulatory assets under management: $323,779,686 in the October 2022 data and $508,730,000 in the October 2026 data, up 57%.
Total employees: 6 in October 2022 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $370,930,000 to $508,730,000 (+37%).
- Employees performing advisory functions went from 8 to 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lionheart Strategic Management, LLC (CRD 314990): Form ADV filing data as of October 2026.