# Lionheart Financial Planning, Inc.

> Lionheart Financial Planning, Inc. is a state-registered investment advisory firm, registered since 2005, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 134170
- Filed as: LIONHEART FINANCIAL PLANNING, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134170
- AdvisorCensus page: https://advisorcensus.com/firm/lionheart-financial-planning-inc-134170

## Quick answers

**How is Lionheart Financial Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lionheart Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Lionheart Financial Planning, Inc. registered with the SEC or a state?**
Lionheart Financial Planning, Inc. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 134170.

**How much does Lionheart Financial Planning, Inc. manage?**
Lionheart Financial Planning, Inc. reports $13,800,600 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (4% discretionary).

**What types of clients does Lionheart Financial Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26).

**Does Lionheart Financial Planning, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134170

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $13,800,600
- Discretionary: $500,000
- Non-discretionary: $13,300,600

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $6,944,648 |
| High net worth individuals | Fewer than 5 | $6,855,952 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2005 (21 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lionheartfinancialplanning.com
- Facebook @LIONHEARTFINANCIALPLANNING
- LinkedIn @RICHARDSGARDNER

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lionheart Financial Planning, Inc. (CRD 134170): Form ADV filing data as of October 2026.