# Lion Capital Advisors LLC

> Lion Capital Advisors LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 305440
- Filed as: LION CAPITAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305440
- AdvisorCensus page: https://advisorcensus.com/firm/lion-capital-advisors-llc-miami-fl-305440

## Quick answers

**How is Lion Capital Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lion Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Lion Capital Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Flat fee: $5,000 to $7,000 (consolidated reporting services for accounts not managed by LionCap). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lion Capital Advisors LLC located?**
Lion Capital Advisors LLC's principal office is in Miami, FL, according to its Form ADV.

**Is Lion Capital Advisors LLC registered with the SEC or a state?**
Lion Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305440.

**How much does Lion Capital Advisors LLC manage?**
Lion Capital Advisors LLC reports $94,809,671 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Lion Capital Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Lion Capital Advisors LLC: Regulatory assets under management: $299,481,704 in the October 2021 data and $94,809,671 in the October 2026 data, down 68%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lion Capital Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); corporations or other businesses not listed above (10); other investment advisers (7).

**Which custodians does Lion Capital Advisors LLC use?**
Lion Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Vontobel AG, Deutsche Bank and Union Bancaire Privee, UBP SA as custodians holding 10% or more of its separately managed account assets.

**Does Lion Capital Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305440

**What changed in Lion Capital Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $136,721,762 to $94,809,671 (-31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Flat fee: $5,000 to $7,000 (consolidated reporting services for accounts not managed by LionCap)

> The fee for consolidated reporting services for accounts not managed by LionCap is generally a fixed fee of $5,000 to $7,000, depending on the level of reporting.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Bank Vontobel AG
- Deutsche Bank
- Union Bancaire Privee, UBP SA

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,809,671
- Discretionary: $94,809,671
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $200,541 |
| High net worth individuals | 12 | $12,365,002 |
| Charitable organizations | Fewer than 5 | $1,351,800 |
| Other investment advisers | 7 | $17,500,683 |
| Corporations or other businesses not listed above | 10 | $63,391,645 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (6 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lioncapitaladvisors.com](https://lioncapitaladvisors.com)
- LinkedIn @lion-capital-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $299,481,704 | 3 | August 30, 2021 |
| October 2022 | $264,710,491 | 3 | March 31, 2022 |
| October 2023 | $328,158,348 | 4 | March 31, 2023 |
| October 2024 | $222,059,916 | 3 | May 13, 2024 |
| October 2025 | $136,721,762 | 3 | May 1, 2025 |
| October 2026 | $94,809,671 | 3 | March 31, 2026 |

Regulatory assets under management: $299,481,704 in the October 2021 data and $94,809,671 in the October 2026 data, down 68%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $136,721,762 to $94,809,671 (-31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lion Capital Advisors LLC (CRD 305440): Form ADV filing data as of October 2026.