{
  "crd_number": 305440,
  "slug": "lion-capital-advisors-llc-miami-fl-305440",
  "primary_business_name": "LION CAPITAL ADVISORS LLC",
  "legal_name": "LION CAPITAL ADVISORS LLC",
  "dbas": [],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-10-18",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 94809671.0,
  "raum_discretionary": 94809671.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1351800.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 200541.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 17500683.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 12365002.0,
      "count": 12
    },
    "corporations_other_businesses": {
      "raum": 63391645.0,
      "count": 10
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL"
  ],
  "websites": [
    "https://linkedin.com/company/lion-capital-advisors",
    "https://lioncapitaladvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305440",
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/lion-capital-advisors-llc-miami-fl-305440",
  "display_name": "Lion Capital Advisors LLC",
  "summary": "Lion Capital Advisors LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Lion Capital Advisors LLC (CRD 305440): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Lion Capital Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lion Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Lion Capital Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Flat fee: $5,000 to $7,000 (consolidated reporting services for accounts not managed by LionCap). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Lion Capital Advisors LLC located?",
      "a": "Lion Capital Advisors LLC's principal office is in Miami, FL, according to its Form ADV."
    },
    {
      "q": "Is Lion Capital Advisors LLC registered with the SEC or a state?",
      "a": "Lion Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305440."
    },
    {
      "q": "How much does Lion Capital Advisors LLC manage?",
      "a": "Lion Capital Advisors LLC reports $94,809,671 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Lion Capital Advisors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Lion Capital Advisors LLC: Regulatory assets under management: $299,481,704 in the October 2021 data and $94,809,671 in the October 2026 data, down 68%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lion Capital Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (12); corporations or other businesses not listed above (10); other investment advisers (7)."
    },
    {
      "q": "Which custodians does Lion Capital Advisors LLC use?",
      "a": "Lion Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Vontobel AG, Deutsche Bank and Union Bancaire Privee, UBP SA as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lion Capital Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305440"
    },
    {
      "q": "What changed in Lion Capital Advisors LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $136,721,762 to $94,809,671 (-31%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 299481704.0,
      "total_employees": 3,
      "filing_date": "2021-08-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 264710491.0,
      "total_employees": 3,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 328158348.0,
      "total_employees": 4,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 222059916.0,
      "total_employees": 3,
      "filing_date": "2024-05-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 136721762.0,
      "total_employees": 3,
      "filing_date": "2025-05-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 94809671.0,
      "total_employees": 3,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $136,721,762 to $94,809,671 (-31%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $5,000 to $7,000 (consolidated reporting services for accounts not managed by LionCap)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 to $7,000 (consolidated reporting services for accounts not managed by LionCap)"
        ],
        "quotes": [
          "The fee for consolidated reporting services for accounts not managed by LionCap is generally a fixed fee of $5,000 to $7,000, depending on the level of reporting."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 5000.0,
          "max": 7000.0,
          "period": "one_time",
          "service": "consolidated reporting services for accounts not managed by LionCap"
        }
      ]
    },
    "quotes": [
      "The fee for consolidated reporting services for accounts not managed by LionCap is generally a fixed fee of $5,000 to $7,000, depending on the level of reporting."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Bank Vontobel AG",
      "name_as_filed": "BANK VONTOBEL AG",
      "affiliated": false
    },
    {
      "name": "Deutsche Bank",
      "name_as_filed": "DEUTSCHE BANK",
      "affiliated": false
    },
    {
      "name": "Union Bancaire Privee, UBP SA",
      "name_as_filed": "UNION BANCAIRE PRIVEE, UBP SA",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lion-capital-advisors-llc-miami-fl-305440.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 200541.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 12,
      "fewer_than_5": false,
      "raum": 12365002.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1351800.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 7,
      "fewer_than_5": false,
      "raum": 17500683.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 10,
      "fewer_than_5": false,
      "raum": 63391645.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305440",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}