# Lincoln Park Capital LLC

> Lincoln Park Capital LLC is an SEC-registered investment advisory firm in Olean, NY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 330031
- Filed as: LINCOLN PARK CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Olean, NY
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330031
- AdvisorCensus page: https://advisorcensus.com/firm/lincoln-park-capital-llc-olean-ny-330031

## Quick answers

**How is Lincoln Park Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lincoln Park Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lincoln Park Capital LLC located?**
Lincoln Park Capital LLC's principal office is in Olean, NY, according to its Form ADV.

**Is Lincoln Park Capital LLC registered with the SEC or a state?**
Lincoln Park Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330031.

**How much does Lincoln Park Capital LLC manage?**
Lincoln Park Capital LLC reports $45,092,229 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have Lincoln Park Capital LLC's assets and staff changed since 2024?**
In the Form ADV data for Lincoln Park Capital LLC: Regulatory assets under management: $0 in the October 2024 data and $45,092,229 in the October 2026 data. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lincoln Park Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65).

**Does Lincoln Park Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330031

**What changed in Lincoln Park Capital LLC's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $22,050,340 to $45,092,229 (+104%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $45,092,229
- Discretionary: $45,092,229
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $45,092,229 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | June 30, 2024 |
| October 2025 | $22,050,340 | 3 | March 31, 2025 |
| October 2026 | $45,092,229 | 3 | April 1, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $45,092,229 in the October 2026 data.
Total employees: 2 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $22,050,340 to $45,092,229 (+104%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lincoln Park Capital LLC (CRD 330031): Form ADV filing data as of October 2026.