{
  "crd_number": 330031,
  "slug": "lincoln-park-capital-llc-olean-ny-330031",
  "primary_business_name": "LINCOLN PARK CAPITAL LLC",
  "legal_name": "LINCOLN PARK CAPITAL LLC",
  "dbas": [],
  "city": "Olean",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "36460",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-04-19",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 45092229.0,
  "raum_discretionary": 45092229.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 45092229.0,
      "count": 65
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "NY"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330031",
  "city_as_filed": "OLEAN",
  "url": "https://advisorcensus.com/firm/lincoln-park-capital-llc-olean-ny-330031",
  "display_name": "Lincoln Park Capital LLC",
  "summary": "Lincoln Park Capital LLC is an SEC-registered investment advisory firm in Olean, NY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Lincoln Park Capital LLC (CRD 330031): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Lincoln Park Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lincoln Park Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Lincoln Park Capital LLC located?",
      "a": "Lincoln Park Capital LLC's principal office is in Olean, NY, according to its Form ADV."
    },
    {
      "q": "Is Lincoln Park Capital LLC registered with the SEC or a state?",
      "a": "Lincoln Park Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330031."
    },
    {
      "q": "How much does Lincoln Park Capital LLC manage?",
      "a": "Lincoln Park Capital LLC reports $45,092,229 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have Lincoln Park Capital LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Lincoln Park Capital LLC: Regulatory assets under management: $0 in the October 2024 data and $45,092,229 in the October 2026 data. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lincoln Park Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65)."
    },
    {
      "q": "Does Lincoln Park Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330031"
    },
    {
      "q": "What changed in Lincoln Park Capital LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $22,050,340 to $45,092,229 (+104%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 2,
      "filing_date": "2024-06-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 22050340.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 45092229.0,
      "total_employees": 3,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $22,050,340 to $45,092,229 (+104%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/lincoln-park-capital-llc-olean-ny-330031.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 65,
      "fewer_than_5": false,
      "raum": 45092229.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330031",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}