{ "crd_number": 155578, "slug": "lincoln-douglas-investments-llc-mount-vernon-oh-155578", "primary_business_name": "LINCOLN DOUGLAS INVESTMENTS, LLC", "legal_name": "LINCOLN DOUGLAS INVESTMENTS, LLC", "dbas": [], "city": "Mount Vernon", "state": "OH", "country": "United States", "cbsa_code": "34540", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-04-17", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": 130549335.0, "raum_discretionary": 123592430.0, "raum_non_discretionary": 6956905.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 27, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 130549335.0, "count": 246 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "AK", "AZ", "CA", "CO", "CT", "FL", "MI", "NM", "NY", "OH", "PA", "SC", "TX" ], "websites": [ "https://lincolndouglasinvestments.net", "https://linkedin.com/in/brian-mohney-846a598", "https://linkedin.com/in/nburson", "https://linkedin.com/in/terryhillclu" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155578", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "MOUNT VERNON", "url": "https://advisorcensus.com/firm/lincoln-douglas-investments-llc-mount-vernon-oh-155578", "display_name": "Lincoln Douglas Investments, LLC", "summary": "Lincoln Douglas Investments, LLC is an SEC-registered investment advisory firm in Mount Vernon, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.", "citation": "AdvisorCensus. Lincoln Douglas Investments, LLC (CRD 155578): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Lincoln Douglas Investments, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lincoln Douglas Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Lincoln Douglas Investments, LLC located?", "a": "Lincoln Douglas Investments, LLC's principal office is in Mount Vernon, OH, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Lincoln Douglas Investments, LLC registered with the SEC or a state?", "a": "Lincoln Douglas Investments, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 155578." }, { "q": "How much does Lincoln Douglas Investments, LLC manage?", "a": "Lincoln Douglas Investments, LLC reports $130,549,335 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (95% discretionary)." }, { "q": "What types of clients does Lincoln Douglas Investments, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (246)." }, { "q": "Which custodians does Lincoln Douglas Investments, LLC use?", "a": "Lincoln Douglas Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Lincoln Douglas Investments, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155578" }, { "q": "What changed in Lincoln Douglas Investments, LLC's recent Form ADV filings?", "a": "In the May 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/lincoln-douglas-investments-llc-mount-vernon-oh-155578.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 246, "fewer_than_5": false, "raum": 130549335.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155578", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }