{ "crd_number": 141128, "slug": "limerick-financial-group-llc-limerick-pa-141128", "primary_business_name": "LIMERICK FINANCIAL GROUP, LLC", "legal_name": "LIMERICK FINANCIAL GROUP, LLC", "dbas": [], "city": "Limerick", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2006-08-16", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 64786417.0, "raum_discretionary": 64786417.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 35670000.0, "count": 64 }, "pension_profit_sharing": { "raum": 748602.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 28367815.0, "count": 17 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "PA" ], "websites": [ "https://facebook.com/LimerickFinancialGroup", "https://limerickfinancialgroup.com", "https://linkedin.com/company/limerick-financial-group-llc", "https://linkedin.com/in/charles-e-falco-jr-msfs-cfs-20a29720", "https://youtube.com/user/LimerickFinanciaGrp" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141128", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "LIMERICK", "url": "https://advisorcensus.com/firm/limerick-financial-group-llc-limerick-pa-141128", "display_name": "Limerick Financial Group, LLC", "summary": "Limerick Financial Group, LLC is a state-registered investment advisory firm in Limerick, PA, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. Limerick Financial Group, LLC (CRD 141128): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Limerick Financial Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Limerick Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Limerick Financial Group, LLC located?", "a": "Limerick Financial Group, LLC's principal office is in Limerick, PA, according to its Form ADV." }, { "q": "Is Limerick Financial Group, LLC registered with the SEC or a state?", "a": "Limerick Financial Group, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 141128." }, { "q": "How much does Limerick Financial Group, LLC manage?", "a": "Limerick Financial Group, LLC reports $64,786,417 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)." }, { "q": "What types of clients does Limerick Financial Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64); high net worth individuals (17)." }, { "q": "Does Limerick Financial Group, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141128" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/limerick-financial-group-llc-limerick-pa-141128.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 64, "fewer_than_5": false, "raum": 35670000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 17, "fewer_than_5": false, "raum": 28367815.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 748602.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141128", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }