{ "crd_number": 306106, "slug": "lightview-capital-llc-west-palm-beach-fl-306106", "primary_business_name": "LIGHTVIEW CAPITAL, LLC", "legal_name": "LIGHTVIEW CAPITAL, LLC", "dbas": [], "city": "West Palm Beach", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-07-22", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-05-04", "carried_forward": false, "raum_total": 157564446.0, "raum_discretionary": 157564446.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 12, "advisory_employees": 12, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 157564446.0, "count": 5 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://lightviewcapital.com", "https://linkedin.com/company/lightview-capital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306106", "city_as_filed": "WEST PALM BEACH", "url": "https://advisorcensus.com/firm/lightview-capital-llc-west-palm-beach-fl-306106", "display_name": "Lightview Capital, LLC", "summary": "Lightview Capital, LLC is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.", "citation": "AdvisorCensus. Lightview Capital, LLC (CRD 306106): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Lightview Capital, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lightview Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Lightview Capital, LLC located?", "a": "Lightview Capital, LLC's principal office is in West Palm Beach, FL, according to its Form ADV." }, { "q": "Is Lightview Capital, LLC registered with the SEC or a state?", "a": "Lightview Capital, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 306106." }, { "q": "How much does Lightview Capital, LLC manage?", "a": "Lightview Capital, LLC reports $157,564,446 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary)." }, { "q": "How have Lightview Capital, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Lightview Capital, LLC: Regulatory assets under management: $174,190,571 in the October 2022 data and $157,564,446 in the October 2026 data, down 10%. Total employees: 8 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Lightview Capital, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)." }, { "q": "Does Lightview Capital, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306106" }, { "q": "What changed in Lightview Capital, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $125,842,843 to $157,564,446 (+25%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-08-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 174190571.0, "total_employees": 8, "filing_date": "2022-06-27" }, { "period": "2023-10-01", "regulatory_assets_under_management": 172203055.0, "total_employees": 9, "filing_date": "2023-03-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": 179525407.0, "total_employees": 9, "filing_date": "2024-03-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 125842843.0, "total_employees": 11, "filing_date": "2025-03-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 157564446.0, "total_employees": 12, "filing_date": "2026-05-04" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 12.", "Regulatory assets under management went from $125,842,843 to $157,564,446 (+25%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/lightview-capital-llc-west-palm-beach-fl-306106.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 157564446.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306106", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }