# Lighthouse Investment Partners, LLC

> Lighthouse Investment Partners, LLC is an SEC-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 136591
- Filed as: LIGHTHOUSE INVESTMENT PARTNERS, LLC
- Also doing business as: LIGHTHOUSE GROUP, LIGHTHOUSE PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palm Beach Gardens, FL
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136591
- AdvisorCensus page: https://advisorcensus.com/firm/lighthouse-investment-partners-llc-palm-beach-gardens-fl-136591

## Quick answers

**How is Lighthouse Investment Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lighthouse Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lighthouse Investment Partners, LLC located?**
Lighthouse Investment Partners, LLC's principal office is in Palm Beach Gardens, FL, according to its Form ADV; the October 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is Lighthouse Investment Partners, LLC registered with the SEC or a state?**
Lighthouse Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 136591.

**How much does Lighthouse Investment Partners, LLC manage?**
Lighthouse Investment Partners, LLC reports $107,448,844,286 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (64% discretionary).

**How have Lighthouse Investment Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Lighthouse Investment Partners, LLC: Regulatory assets under management: $64,086,141,161 in the October 2021 data and $107,448,844,286 in the October 2026 data, up 68%. Total employees: 136 in October 2021 and 449 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lighthouse Investment Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (139).

**Which custodians does Lighthouse Investment Partners, LLC use?**
Lighthouse Investment Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Royal Bank of Canada (Channel Islands Limited as a custodian holding 10% or more of its separately managed account assets.

**Does Lighthouse Investment Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136591

**What changed in Lighthouse Investment Partners, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 206 to 203. Regulatory assets under management went from $87,376,978,835 to $107,448,844,286 (+23%). Changed its office addresses in Hong Kong - Central. Changed its office addresses in London. Changed its office addresses in New York, NY. Added an office in Tokyo. Added an office in Westport, CT. No longer lists an office in Boston, MA. No longer lists an office in Chicago, IL. No longer lists an office in Miami, FL. No longer lists an office in Phoenix, AZ. No longer lists an office in Portland, ME. No longer lists an office in Tampa, FL. Registered or notice-filed in CT, MD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Royal Bank of Canada (Channel Islands Limited

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,448,844,286
- Discretionary: $68,744,870,494
- Non-discretionary: $38,703,973,792

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 139 | $105,626,896,014 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $1,821,948,272 |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (20 years)
- Employees: 449 total, 203 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CT, DE, FL, IL, KS, MA, MD, ME, NY, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chicago, IL
- Dubai
- Hong Kong
- Hong Kong - Central
- London
- New York, NY
- Singapore
- Tokyo
- Westport, CT

### Websites listed on Form ADV (Item 1.I)
- lighthousepartners.com
- northrockllc.com
- secure.ssnc.cloud
- Facebook @LIGHTHOUSEHFS
- LinkedIn @lighthouse-investment-partners-llc
- LinkedIn @mission-crest-capital
- LinkedIn @north-rock-llc
- LinkedIn @penglai-peak-capital
- LinkedIn @pier61
- X @LIGHTHOUSEHFS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $64,086,141,161 | 136 | September 28, 2021 |
| October 2022 | $54,565,716,111 | 189 | September 29, 2022 |
| October 2023 | $55,827,194,383 | 286 | September 28, 2023 |
| October 2024 | $74,147,147,934 | 413 | September 27, 2024 |
| October 2025 | $74,147,147,934 | 413 | July 24, 2025 |
| October 2026 | $107,448,844,286 | 449 | September 28, 2026 |

Regulatory assets under management: $64,086,141,161 in the October 2021 data and $107,448,844,286 in the October 2026 data, up 68%.
Total employees: 136 in October 2021 and 449 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 206 to 203.
- Regulatory assets under management went from $87,376,978,835 to $107,448,844,286 (+23%).
- Changed its office addresses in Hong Kong - Central.
- Changed its office addresses in London.
- Changed its office addresses in New York, NY.
- Added an office in Tokyo.
- Added an office in Westport, CT.
- No longer lists an office in Boston, MA.
- No longer lists an office in Chicago, IL.
- No longer lists an office in Miami, FL.
- No longer lists an office in Phoenix, AZ.
- No longer lists an office in Portland, ME.
- No longer lists an office in Tampa, FL.
- Registered or notice-filed in CT, MD.

### January 2026
- No longer registered or notice-filed in CT.

### December 2025
- Employees performing advisory functions went from 171 to 206.
- Regulatory assets under management went from $74,147,147,934 to $87,376,978,835 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lighthouse Investment Partners, LLC (CRD 136591): Form ADV filing data as of October 2026.