# Lighthouse Financial Services Inc

> Lighthouse Financial Services Inc is an SEC-registered investment advisory firm in Brea, CA, registered since 1988, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 110367
- Filed as: LIGHTHOUSE FINANCIAL SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brea, CA
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110367
- AdvisorCensus page: https://advisorcensus.com/firm/lighthouse-financial-services-inc-brea-ca-110367

## Quick answers

**How is Lighthouse Financial Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Lighthouse Financial Services Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Lighthouse Financial Services Inc located?**
Lighthouse Financial Services Inc's principal office is in Brea, CA, according to its Form ADV.

**Is Lighthouse Financial Services Inc registered with the SEC or a state?**
Lighthouse Financial Services Inc is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 110367.

**How much does Lighthouse Financial Services Inc manage?**
Lighthouse Financial Services Inc reports $472,541,088 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**How have Lighthouse Financial Services Inc's assets and staff changed since 2021?**
In the Form ADV data for Lighthouse Financial Services Inc: Regulatory assets under management: $347,160,859 in the October 2021 data and $472,541,088 in the October 2026 data, up 36%. Total employees: 10 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lighthouse Financial Services Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (299); high net worth individuals (159); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Lighthouse Financial Services Inc use?**
Lighthouse Financial Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lighthouse Financial Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110367

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $472,541,088
- Discretionary: $472,541,088
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 299 | $114,781,943 |
| High net worth individuals | 159 | $349,728,726 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,072,565 |
| Charitable organizations | 1 | $760,866 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $5,196,988 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 1988 (38 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AR, AZ, CA, CO, DE, HI, MA, MD, MT, NC, NE, NV, NY, OH, OK, OR, PA, TN, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- itunes.apple.com/us/podcast/lfs-build-your-wealth/id1447313006
- lighthouselink.com
- yelp.com/BIZ/LIGHTHOUSE-FINANCIAL-SERVICES-BREA-2
- Facebook @LIGHTHOUSEFINANCIALSERVICESINC
- LinkedIn @LIGHTHOUSE-FINANCIAL-SERVICES-INC
- X @LIGHTHOUSELINK1
- YouTube @UCrhLdHswDyhMk-ixw7i6olg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $347,160,859 | 10 | July 23, 2021 |
| October 2022 | $424,088,899 | 9 | February 28, 2022 |
| October 2023 | $353,132,428 | 8 | February 9, 2023 |
| October 2024 | $387,277,196 | 7 | January 31, 2024 |
| October 2025 | $429,837,252 | 7 | July 7, 2025 |
| October 2026 | $472,541,088 | 6 | January 22, 2026 |

Regulatory assets under management: $347,160,859 in the October 2021 data and $472,541,088 in the October 2026 data, up 36%.
Total employees: 10 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lighthouse Financial Services Inc (CRD 110367): Form ADV filing data as of October 2026.