# Lighthouse

> Lighthouse is an SEC-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 330415
- Filed as: LIGHTHOUSE
- Legal name: Lighthouse Wealth Partners, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330415
- AdvisorCensus page: https://advisorcensus.com/firm/lighthouse-330415

## Quick answers

**How is Lighthouse compensated?**
On its Form ADV (Item 5.E, October 2026), Lighthouse reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is Lighthouse registered with the SEC or a state?**
Lighthouse is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330415.

**How much does Lighthouse manage?**
Lighthouse reports $886,083 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (27% discretionary).

**How have Lighthouse's assets and staff changed since 2024?**
In the Form ADV data for Lighthouse: Regulatory assets under management: $0 in the October 2024 data and $886,083 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lighthouse serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6).

**Which custodians does Lighthouse use?**
Lighthouse's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Lighthouse report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330415

**Does Lighthouse state an account minimum?**
Its Form ADV Part 2A brochure dated July 6, 2026 says: "Clients participating in advisory services include individuals and small businesses. There is no account minimum."

**What changed in Lighthouse's recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $555,898 to $886,083 (+59%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 6, 2026)

- Account minimum: None

> Clients participating in advisory services include individuals and small businesses. There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $886,083
- Discretionary: $241,476
- Non-discretionary: $644,607

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $886,083 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lighthouseinvest.io
- Instagram @lighthouseinvestment
- LinkedIn @invest-with-lighthouse
- X @withlighthouse
- YouTube @withlighthouse

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | March 7, 2024 |
| October 2025 | $555,898 | 2 | March 31, 2025 |
| October 2026 | $886,083 | 2 | July 6, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $886,083 in the October 2026 data.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $555,898 to $886,083 (+59%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lighthouse (CRD 330415): Form ADV filing data as of October 2026.