# Lightedway Advisory Services, Inc.

> Lightedway Advisory Services, Inc. is an SEC-registered investment advisory firm in Harrison, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 312712
- Filed as: LIGHTEDWAY ADVISORY SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Harrison, NY
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312712
- AdvisorCensus page: https://advisorcensus.com/firm/lightedway-advisory-services-inc-harrison-ny-312712

## Quick answers

**How is Lightedway Advisory Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lightedway Advisory Services, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Lightedway Advisory Services, Inc. located?**
Lightedway Advisory Services, Inc.'s principal office is in Harrison, NY, according to its Form ADV.

**Is Lightedway Advisory Services, Inc. registered with the SEC or a state?**
Lightedway Advisory Services, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312712.

**How much does Lightedway Advisory Services, Inc. manage?**
Lightedway Advisory Services, Inc. reports $115,000,000 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**How have Lightedway Advisory Services, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Lightedway Advisory Services, Inc.: Regulatory assets under management: $72,000,000 in the October 2021 data and $115,000,000 in the October 2026 data, up 60%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lightedway Advisory Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (200); individuals (other than high net worth individuals) (67); corporations or other businesses not listed above (2).

**Which custodians does Lightedway Advisory Services, Inc. use?**
Lightedway Advisory Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lightedway Advisory Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312712

**Does Lightedway Advisory Services, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 3, 2026 says: "There is no account minimum for any of LWAS’s services."

**What changed in Lightedway Advisory Services, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $95,000,000 to $115,000,000 (+21%). Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Account minimum: None

> There is no account minimum for any of LWAS’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $115,000,000
- Discretionary: $115,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $28,750,000 |
| High net worth individuals | 200 | $83,250,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $3,000,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lightedwayadvisory.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $72,000,000 | 1 | May 17, 2021 |
| October 2022 | $76,000,000 | 1 | January 31, 2022 |
| October 2023 | $70,000,000 | 1 | August 16, 2023 |
| October 2024 | $77,000,000 | 1 | January 31, 2024 |
| October 2025 | $95,000,000 | 1 | April 22, 2025 |
| October 2026 | $115,000,000 | 1 | February 3, 2026 |

Regulatory assets under management: $72,000,000 in the October 2021 data and $115,000,000 in the October 2026 data, up 60%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $95,000,000 to $115,000,000 (+21%).
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lightedway Advisory Services, Inc. (CRD 312712): Form ADV filing data as of October 2026.