{ "crd_number": 296911, "slug": "lifepoint-planning-schaumburg-il-296911", "primary_business_name": "LIFEPOINT PLANNING", "legal_name": "LIFEPOINT PLANNING, PLLC", "dbas": [ "LIFEPOINT PLANNING" ], "city": "Schaumburg", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-02-07", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-02-18", "carried_forward": false, "raum_total": 168461233.0, "raum_discretionary": 158820230.0, "raum_non_discretionary": 9641003.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 1653551.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 16773785.0, "count": 57 }, "pension_profit_sharing": { "raum": 2385955.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 147335713.0, "count": 53 }, "corporations_other_businesses": { "raum": 312229.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "IL", "LA", "MI", "NY", "TX" ], "websites": [ "https://facebook.com/LifePointPlanning", "https://lifepointplanning.com", "https://linkedin.com/in/dougoosterhart" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296911", "city_as_filed": "SCHAUMBURG", "url": "https://advisorcensus.com/firm/lifepoint-planning-schaumburg-il-296911", "display_name": "Lifepoint Planning", "summary": "Lifepoint Planning is an SEC-registered investment advisory firm in Schaumburg, IL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.", "citation": "AdvisorCensus. Lifepoint Planning (CRD 296911): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Lifepoint Planning compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lifepoint Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Lifepoint Planning located?", "a": "Lifepoint Planning's principal office is in Schaumburg, IL, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Lifepoint Planning registered with the SEC or a state?", "a": "Lifepoint Planning is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 296911." }, { "q": "How much does Lifepoint Planning manage?", "a": "Lifepoint Planning reports $168,461,233 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (94% discretionary)." }, { "q": "How have Lifepoint Planning's assets and staff changed since 2025?", "a": "In the Form ADV data for Lifepoint Planning: Regulatory assets under management: $118,882,866 in the October 2025 data and $168,461,233 in the October 2026 data, up 42%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Lifepoint Planning serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57); high net worth individuals (53)." }, { "q": "Which custodians does Lifepoint Planning use?", "a": "Lifepoint Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Lifepoint Planning report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296911" }, { "q": "What changed in Lifepoint Planning's recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $118,882,866 to $168,461,233 (+42%)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 118882866.0, "total_employees": 3, "filing_date": "2025-02-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 168461233.0, "total_employees": 3, "filing_date": "2026-02-18" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $118,882,866 to $168,461,233 (+42%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in WI." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Registered or notice-filed in CA, NY." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/lifepoint-planning-schaumburg-il-296911.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 57, "fewer_than_5": false, "raum": 16773785.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 53, "fewer_than_5": false, "raum": 147335713.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 2385955.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 1653551.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 312229.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296911", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }