# Life Goals Asset Management LLC

> Life Goals Asset Management LLC is a state-registered investment advisory firm, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 11, 2022.

- CRD: 127049
- Filed as: LIFE GOALS ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: April 11, 2022
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/127049
- AdvisorCensus page: https://advisorcensus.com/firm/life-goals-asset-management-llc-127049

## Quick answers

**How is Life Goals Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Life Goals Asset Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Life Goals Asset Management LLC registered with the SEC or a state?**
Life Goals Asset Management LLC is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 127049.

**How much does Life Goals Asset Management LLC manage?**
Life Goals Asset Management LLC reports $28,815,587 in regulatory assets under management in its Form ADV filing dated April 11, 2022 (0% discretionary).

**What types of clients does Life Goals Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12); high net worth individuals (6).

**Does Life Goals Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127049

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $28,815,587
- Discretionary: $0
- Non-discretionary: $28,815,587

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $3,868,653 |
| High net worth individuals | 6 | $24,946,934 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Life Goals Asset Management LLC (CRD 127049): Form ADV filing data as of October 2026.