{ "crd_number": 142949, "slug": "liberty-street-advisors-inc-new-york-ny-142949", "primary_business_name": "LIBERTY STREET ADVISORS, INC.", "legal_name": "LIBERTY STREET ADVISORS, INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-03-23", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 1884608463.0, "raum_discretionary": 1884608463.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 19, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 1699102429.0, "count": 5 }, "pooled_investment_vehicles": { "raum": 185506034.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://libertystreetfunds.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142949", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/liberty-street-advisors-inc-new-york-ny-142949", "display_name": "Liberty Street Advisors, Inc.", "summary": "Liberty Street Advisors, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Liberty Street Advisors, Inc. (CRD 142949): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Liberty Street Advisors, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Liberty Street Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Liberty Street Advisors, Inc. charge?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.75% to 1.9% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Liberty Street Advisors, Inc. located?", "a": "Liberty Street Advisors, Inc.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Liberty Street Advisors, Inc. registered with the SEC or a state?", "a": "Liberty Street Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142949." }, { "q": "How much does Liberty Street Advisors, Inc. manage?", "a": "Liberty Street Advisors, Inc. reports $1,884,608,463 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Liberty Street Advisors, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Liberty Street Advisors, Inc.: Regulatory assets under management: $1,683,340,421 in the October 2021 data and $1,884,608,463 in the October 2026 data, up 12%. Total employees: 15 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Liberty Street Advisors, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (5); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Liberty Street Advisors, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142949" }, { "q": "What changed in Liberty Street Advisors, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,651,935,126 to $1,884,608,463 (+14%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1683340421.0, "total_employees": 15, "filing_date": "2021-09-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1512621266.0, "total_employees": 17, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1341940069.0, "total_employees": 19, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1429832264.0, "total_employees": 18, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1619837723.0, "total_employees": 19, "filing_date": "2025-03-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1884608463.0, "total_employees": 19, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,651,935,126 to $1,884,608,463 (+14%)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 14 to 13." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.75% to 1.9% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.75% to 1.9% a year (a range, as the brochure states it)" ], "quotes": [ "In general, the advisory fees charged by LSA for the Mutual Funds and the Interval CEF range from 0.75% to 1.90%." ] } ], "values": { "tiers": [], "range_pct": [ 0.75, 1.9 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "In general, the advisory fees charged by LSA for the Mutual Funds and the Interval CEF range from 0.75% to 1.90%." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/liberty-street-advisors-inc-new-york-ny-142949.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 5, "fewer_than_5": false, "raum": 1699102429.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 185506034.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142949", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }