{ "crd_number": 164190, "slug": "lgt-wealth-management-us-limited-london-164190", "primary_business_name": "LGT WEALTH MANAGEMENT US LIMITED", "legal_name": "LGT WEALTH MANAGEMENT US LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-02-07", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 1799545425.0, "raum_discretionary": 1720632283.0, "raum_non_discretionary": 78913142.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 25, "advisory_employees": 14, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 991201.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 229754811.0, "count": 646 }, "high_net_worth_individuals": { "raum": 1063295802.0, "count": 310 }, "corporations_other_businesses": { "raum": 505503611.0, "count": 378 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AR", "CA", "CO", "CT", "DC", "FL", "GA", "IA", "IL", "KY", "MA", "MD", "MI", "MN", "MO", "MT", "NC", "NH", "NJ", "NY", "OH", "OR", "PA", "SC", "SD", "TN", "TX", "VA", "VI", "VT", "WA" ], "websites": [ "https://lgtwm-us.com", "https://linkedin.com/company/lgt-wealth-management" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164190", "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/lgt-wealth-management-us-limited-london-164190", "display_name": "LGT Wealth Management US Limited", "summary": "LGT Wealth Management US Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. LGT Wealth Management US Limited (CRD 164190): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is LGT Wealth Management US Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), LGT Wealth Management US Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is LGT Wealth Management US Limited located?", "a": "LGT Wealth Management US Limited's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is LGT Wealth Management US Limited registered with the SEC or a state?", "a": "LGT Wealth Management US Limited is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 164190." }, { "q": "How much does LGT Wealth Management US Limited manage?", "a": "LGT Wealth Management US Limited reports $1,799,545,425 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (96% discretionary)." }, { "q": "How have LGT Wealth Management US Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for LGT Wealth Management US Limited: Regulatory assets under management: $829,711,426 in the October 2021 data and $1,799,545,425 in the October 2026 data, up 117%. Total employees: 14 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does LGT Wealth Management US Limited serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (646); corporations or other businesses not listed above (378); high net worth individuals (310)." }, { "q": "Which custodians does LGT Wealth Management US Limited use?", "a": "LGT Wealth Management US Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morningstar Wealth Platform as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does LGT Wealth Management US Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164190" }, { "q": "What changed in LGT Wealth Management US Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 16 to 14. Regulatory assets under management went from $1,438,498,773 to $1,799,545,425 (+25%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 829711426.0, "total_employees": 14, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1058155203.0, "total_employees": 16, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 914889013.0, "total_employees": 21, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1220410724.0, "total_employees": 21, "filing_date": "2024-07-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1438498773.0, "total_employees": 28, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1799545425.0, "total_employees": 25, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 14.", "Regulatory assets under management went from $1,438,498,773 to $1,799,545,425 (+25%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Morningstar Wealth Platform", "name_as_filed": "MORNINGSTAR WEALTH PLATFORM", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/lgt-wealth-management-us-limited-london-164190.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 646, "fewer_than_5": false, "raum": 229754811.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 310, "fewer_than_5": false, "raum": 1063295802.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 991201.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 378, "fewer_than_5": false, "raum": 505503611.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164190", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }