# LGT Financial Advisors LLC

> LGT Financial Advisors LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 111575
- Filed as: LGT FINANCIAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111575
- AdvisorCensus page: https://advisorcensus.com/firm/lgt-financial-advisors-llc-dallas-tx-111575

## Quick answers

**How is LGT Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), LGT Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does LGT Financial Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Flat fee: $3,000 to $20,000 a year (financial planning and/or consulting services…); Hourly rate: $350 to $395 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is LGT Financial Advisors LLC located?**
LGT Financial Advisors LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is LGT Financial Advisors LLC registered with the SEC or a state?**
LGT Financial Advisors LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 111575.

**How much does LGT Financial Advisors LLC manage?**
LGT Financial Advisors LLC reports $456,076,011 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have LGT Financial Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for LGT Financial Advisors LLC: Regulatory assets under management: $239,703,885 in the October 2021 data and $456,076,011 in the October 2026 data, up 90%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does LGT Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71); high net worth individuals (63); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Which custodians does LGT Financial Advisors LLC use?**
LGT Financial Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does LGT Financial Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111575

**What changed in LGT Financial Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $359,307,704 to $456,076,011 (+27%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Flat fee: $3,000 to $20,000 a year (financial planning and/or consulting services…)

> Registrant’s planning and consulting fees are negotiable, but generally range from $3,000 to $20,000 on an annual fixed fee basis

- Hourly rate: $350 to $395 an hour (financial planning and/or consulting services)

> between $350 to $395 on an hourly rate basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $456,076,011
- Discretionary: $456,076,011
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $22,542,262 |
| High net worth individuals | 63 | $390,588,766 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $3,162,316 |
| Charitable organizations | Fewer than 5 | $31,010,866 |
| Corporations or other businesses not listed above | 5 | $8,771,801 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lgt-fa.com
- LinkedIn @lgt-fa

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $239,703,885 | 6 | March 31, 2021 |
| October 2022 | $252,641,254 | 6 | June 13, 2022 |
| October 2023 | $299,735,420 | 7 | March 29, 2023 |
| October 2024 | $302,058,121 | 6 | March 21, 2024 |
| October 2025 | $359,307,704 | 5 | July 18, 2025 |
| October 2026 | $456,076,011 | 5 | March 11, 2026 |

Regulatory assets under management: $239,703,885 in the October 2021 data and $456,076,011 in the October 2026 data, up 90%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $359,307,704 to $456,076,011 (+27%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. LGT Financial Advisors LLC (CRD 111575): Form ADV filing data as of October 2026.