# LGM Capital Management LLC

> LGM Capital Management LLC is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 283872
- Filed as: LGM CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283872
- AdvisorCensus page: https://advisorcensus.com/firm/lgm-capital-management-llc-phoenix-az-283872

## Quick answers

**How is LGM Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), LGM Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is LGM Capital Management LLC located?**
LGM Capital Management LLC's principal office is in Phoenix, AZ, according to its Form ADV.

**Is LGM Capital Management LLC registered with the SEC or a state?**
LGM Capital Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283872.

**How much does LGM Capital Management LLC manage?**
LGM Capital Management LLC reports $14,937,019 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have LGM Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for LGM Capital Management LLC: Regulatory assets under management: $24,624,776 in the October 2021 data and $14,937,019 in the October 2026 data, down 39%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does LGM Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does LGM Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283872

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,937,019
- Discretionary: $14,937,019
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $14,937,019 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lgmcapitalmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $24,624,776 | 2 | March 3, 2021 |
| October 2022 | $16,531,281 | 2 | February 16, 2022 |
| October 2023 | $14,001,073 | 2 | March 1, 2023 |
| October 2024 | $12,401,044 | 2 | July 9, 2024 |
| October 2025 | $15,223,711 | 3 | March 14, 2025 |
| October 2026 | $14,937,019 | 2 | March 25, 2026 |

Regulatory assets under management: $24,624,776 in the October 2021 data and $14,937,019 in the October 2026 data, down 39%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. LGM Capital Management LLC (CRD 283872): Form ADV filing data as of October 2026.