# Lewis Asset Management

> Lewis Asset Management is an SEC-registered investment advisory firm in Lafayette, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 20, 2026.

- CRD: 143409
- Filed as: LEWIS ASSET MANAGEMENT
- Legal name: Lewis Asset Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lafayette, CA
- Filing period: October 2026
- Form ADV filing dated: May 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143409
- AdvisorCensus page: https://advisorcensus.com/firm/lewis-asset-management-lafayette-ca-143409

## Quick answers

**How is Lewis Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Lewis Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Lewis Asset Management located?**
Lewis Asset Management's principal office is in Lafayette, CA, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Lewis Asset Management registered with the SEC or a state?**
Lewis Asset Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 143409.

**How much does Lewis Asset Management manage?**
Lewis Asset Management reports $387,050,385 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (99% discretionary).

**How have Lewis Asset Management's assets and staff changed since 2021?**
In the Form ADV data for Lewis Asset Management: Regulatory assets under management: $118,170,226 in the October 2021 data and $387,050,385 in the October 2026 data, up 228%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lewis Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (167); high net worth individuals (109); corporations or other businesses not listed above (5).

**Which custodians does Lewis Asset Management use?**
Lewis Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lewis Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143409

**Does Lewis Asset Management state an account minimum?**
Its Form ADV Part 2A brochure dated May 20, 2026 says: "Lewis Asset Management does not have an account minimum. However, we may decline to accept clients with smaller portfolios."

**What changed in Lewis Asset Management's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $214,315,704 to $387,050,385 (+81%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 20, 2026)

- Account minimum: None

> Lewis Asset Management does not have an account minimum. However, we may decline to accept clients with smaller portfolios.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $387,050,385
- Discretionary: $382,533,384
- Non-discretionary: $4,517,001

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 167 | $39,761,051 |
| High net worth individuals | 109 | $345,018,226 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $775,671 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $1,495,437 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NJ, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Pittston, PA

### Websites listed on Form ADV (Item 1.I)
- lewisam.com
- Instagram @lewisam_cares
- LinkedIn @david-lewis-ba01904

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $118,170,226 | 3 | March 8, 2021 |
| October 2022 | $140,995,733 | 3 | September 26, 2022 |
| October 2023 | $153,655,713 | 3 | March 8, 2023 |
| October 2024 | $175,895,298 | 3 | August 15, 2024 |
| October 2025 | $214,315,704 | 5 | May 7, 2025 |
| October 2026 | $387,050,385 | 5 | May 20, 2026 |

Regulatory assets under management: $118,170,226 in the October 2021 data and $387,050,385 in the October 2026 data, up 228%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $214,315,704 to $387,050,385 (+81%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lewis Asset Management (CRD 143409): Form ADV filing data as of October 2026.