# Lewis and Associates Capital Advisors, LLC

> Lewis and Associates Capital Advisors, LLC is a state-registered investment advisory firm in Holly Springs, NC, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 157971
- Filed as: LEWIS AND ASSOCIATES CAPITAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Holly Springs, NC
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/157971
- AdvisorCensus page: https://advisorcensus.com/firm/lewis-and-associates-capital-advisors-llc-holly-springs-nc-157971

## Quick answers

**How is Lewis and Associates Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lewis and Associates Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lewis and Associates Capital Advisors, LLC located?**
Lewis and Associates Capital Advisors, LLC's principal office is in Holly Springs, NC, according to its Form ADV.

**Is Lewis and Associates Capital Advisors, LLC registered with the SEC or a state?**
Lewis and Associates Capital Advisors, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 157971.

**How much does Lewis and Associates Capital Advisors, LLC manage?**
Lewis and Associates Capital Advisors, LLC reports $59,000,000 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (98% discretionary).

**What types of clients does Lewis and Associates Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (17).

**Does Lewis and Associates Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157971

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $59,000,000
- Discretionary: $57,550,000
- Non-discretionary: $1,450,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $15,000,000 |
| High net worth individuals | 17 | $44,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lacapitaladvisors.com](https://lacapitaladvisors.com)
- Facebook @LACAPITALADVISORS

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lewis and Associates Capital Advisors, LLC (CRD 157971): Form ADV filing data as of October 2026.