# Leverty Financial Group, LLC

> Leverty Financial Group, LLC is an SEC-registered investment advisory firm in Hudson, WI, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 310258
- Filed as: LEVERTY FINANCIAL GROUP, LLC
- Also doing business as: KEENE WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hudson, WI
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310258
- AdvisorCensus page: https://advisorcensus.com/firm/leverty-financial-group-llc-hudson-wi-310258

## Quick answers

**How is Leverty Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Leverty Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Leverty Financial Group, LLC located?**
Leverty Financial Group, LLC's principal office is in Hudson, WI, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Leverty Financial Group, LLC registered with the SEC or a state?**
Leverty Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310258.

**How much does Leverty Financial Group, LLC manage?**
Leverty Financial Group, LLC reports $676,836,895 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (99% discretionary).

**How have Leverty Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Leverty Financial Group, LLC: Regulatory assets under management: $316,210,280 in the October 2021 data and $676,836,895 in the October 2026 data, up 114%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Leverty Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (392); high net worth individuals (263); corporations or other businesses not listed above (6).

**Which custodians does Leverty Financial Group, LLC use?**
Leverty Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Leverty Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310258

**What changed in Leverty Financial Group, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $567,398,554 to $676,836,895 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $676,836,895
- Discretionary: $669,905,080
- Non-discretionary: $6,931,815

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 392 | $131,687,620 |
| High net worth individuals | 263 | $539,126,047 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $631,440 |
| Charitable organizations | 3 | $3,160,919 |
| Corporations or other businesses not listed above | 6 | $2,230,869 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, MN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Hastings, MN

### Websites listed on Form ADV (Item 1.I)
- keene-wealth.com
- levertyfinancial.com
- Facebook @LevertyFinancial
- Facebook facebook.com
- LinkedIn @Leverty-financial-group
- LinkedIn @keene-wealth-management
- LinkedIn @josh-hawkins-cfp®-chfc®-ricp®-cap®-wmcp®-aep®-41633128
- LinkedIn @luke-keene
- LinkedIn @michael-leverty

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $316,210,280 | 5 | March 18, 2021 |
| October 2022 | $368,191,913 | 5 | April 21, 2022 |
| October 2023 | $377,142,983 | 7 | April 20, 2023 |
| October 2024 | $481,255,784 | 8 | July 1, 2024 |
| October 2025 | $567,398,554 | 9 | February 18, 2025 |
| October 2026 | $676,836,895 | 8 | January 22, 2026 |

Regulatory assets under management: $316,210,280 in the October 2021 data and $676,836,895 in the October 2026 data, up 114%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $567,398,554 to $676,836,895 (+19%).

### December 2025
- Employees performing advisory functions went from 5 to 6.
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Leverty Financial Group, LLC (CRD 310258): Form ADV filing data as of October 2026.