{
  "crd_number": 310258,
  "slug": "leverty-financial-group-llc-hudson-wi-310258",
  "primary_business_name": "LEVERTY FINANCIAL GROUP, LLC",
  "legal_name": "LEVERTY FINANCIAL GROUP, LLC",
  "dbas": [
    "KEENE WEALTH MANAGEMENT"
  ],
  "city": "Hudson",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-08-27",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-01-22",
  "carried_forward": false,
  "raum_total": 676836895.0,
  "raum_discretionary": 669905080.0,
  "raum_non_discretionary": 6931815.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3160919.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 131687620.0,
      "count": 392
    },
    "pension_profit_sharing": {
      "raum": 631440.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 539126047.0,
      "count": 263
    },
    "corporations_other_businesses": {
      "raum": 2230869.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "MN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/LevertyFinancial",
    "https://facebook.com/profile.php?id=61562499986070",
    "https://keene-wealth.com",
    "https://levertyfinancial.com",
    "https://linkedin.com/company/Leverty-financial-group",
    "https://linkedin.com/company/keene-wealth-management",
    "https://linkedin.com/in/josh-hawkins-cfp%C2%AE-chfc%C2%AE-ricp%C2%AE-cap%C2%AE-wmcp%C2%AE-aep%C2%AE-41633128",
    "https://linkedin.com/in/luke-keene",
    "https://linkedin.com/in/michael-leverty"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310258",
  "city_as_filed": "HUDSON",
  "url": "https://advisorcensus.com/firm/leverty-financial-group-llc-hudson-wi-310258",
  "display_name": "Leverty Financial Group, LLC",
  "summary": "Leverty Financial Group, LLC is an SEC-registered investment advisory firm in Hudson, WI, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 22, 2026.",
  "citation": "AdvisorCensus. Leverty Financial Group, LLC (CRD 310258): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Leverty Financial Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Leverty Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Leverty Financial Group, LLC located?",
      "a": "Leverty Financial Group, LLC's principal office is in Hudson, WI, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Leverty Financial Group, LLC registered with the SEC or a state?",
      "a": "Leverty Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310258."
    },
    {
      "q": "How much does Leverty Financial Group, LLC manage?",
      "a": "Leverty Financial Group, LLC reports $676,836,895 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (99% discretionary)."
    },
    {
      "q": "How have Leverty Financial Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Leverty Financial Group, LLC: Regulatory assets under management: $316,210,280 in the October 2021 data and $676,836,895 in the October 2026 data, up 114%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Leverty Financial Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (392); high net worth individuals (263); corporations or other businesses not listed above (6)."
    },
    {
      "q": "Which custodians does Leverty Financial Group, LLC use?",
      "a": "Leverty Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Leverty Financial Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310258"
    },
    {
      "q": "What changed in Leverty Financial Group, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $567,398,554 to $676,836,895 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 316210280.0,
      "total_employees": 5,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 368191913.0,
      "total_employees": 5,
      "filing_date": "2022-04-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 377142983.0,
      "total_employees": 7,
      "filing_date": "2023-04-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 481255784.0,
      "total_employees": 8,
      "filing_date": "2024-07-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 567398554.0,
      "total_employees": 9,
      "filing_date": "2025-02-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 676836895.0,
      "total_employees": 8,
      "filing_date": "2026-01-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $567,398,554 to $676,836,895 (+19%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/leverty-financial-group-llc-hudson-wi-310258.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 392,
      "fewer_than_5": false,
      "raum": 131687620.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 263,
      "fewer_than_5": false,
      "raum": 539126047.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 631440.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 3160919.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 2230869.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310258",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}