{ "crd_number": 120109, "slug": "lepercq-de-neuflize-asset-management-llc-new-york-ny-120109", "primary_business_name": "LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC", "legal_name": "LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2002-04-18", "years_registered": 24, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 763691622.0, "raum_discretionary": 763691622.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 16, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 575338591.0, "count": 1 }, "corporations_other_businesses": { "raum": 147872231.0, "count": 1 }, "sovereign_wealth_foreign_official": { "raum": 40480800.0, "count": 1 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://lepercq.com?GO=LEPERCQ-DE-NEUFLIZE-ASSET-MANAGEMENT-LLC", "https://linkedin.com/COMPANY/LEPERCQ-DE-NEUFLIZE-&-CO-" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120109", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/lepercq-de-neuflize-asset-management-llc-new-york-ny-120109", "display_name": "Lepercq de Neuflize Asset Management LLC", "summary": "Lepercq de Neuflize Asset Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Lepercq de Neuflize Asset Management LLC (CRD 120109): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Lepercq de Neuflize Asset Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lepercq de Neuflize Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Lepercq de Neuflize Asset Management LLC located?", "a": "Lepercq de Neuflize Asset Management LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Lepercq de Neuflize Asset Management LLC registered with the SEC or a state?", "a": "Lepercq de Neuflize Asset Management LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 120109." }, { "q": "How much does Lepercq de Neuflize Asset Management LLC manage?", "a": "Lepercq de Neuflize Asset Management LLC reports $763,691,622 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Lepercq de Neuflize Asset Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Lepercq de Neuflize Asset Management LLC: Regulatory assets under management: $391,535,400 in the October 2021 data and $763,691,622 in the October 2026 data, up 95%. Total employees: 9 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Lepercq de Neuflize Asset Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1); sovereign wealth funds and foreign official institutions (1); corporations or other businesses not listed above (1)." }, { "q": "Which custodians does Lepercq de Neuflize Asset Management LLC use?", "a": "Lepercq de Neuflize Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Lepercq de Neuflize Asset Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120109" }, { "q": "What changed in Lepercq de Neuflize Asset Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 10." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 391535400.0, "total_employees": 9, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 479000000.0, "total_employees": 10, "filing_date": "2022-08-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 375410431.0, "total_employees": 9, "filing_date": "2023-09-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 524629731.0, "total_employees": 9, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 704044395.0, "total_employees": 10, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 763691622.0, "total_employees": 16, "filing_date": "2026-03-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 6 to 10." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/lepercq-de-neuflize-asset-management-llc-new-york-ny-120109.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 575338591.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 1, "fewer_than_5": false, "raum": 40480800.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": false, "raum": 147872231.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120109", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }