{
  "crd_number": 147586,
  "slug": "leonard-martin-and-associates-inc-warwick-ri-147586",
  "primary_business_name": "LEONARD MARTIN & ASSOCIATES, INC.",
  "legal_name": "LEONARD MARTIN & ASSOCIATES, INC.",
  "dbas": [],
  "city": "Warwick",
  "state": "RI",
  "country": "United States",
  "cbsa_code": "39300",
  "metro": {
    "cbsa_code": "39300",
    "common_name": "Providence",
    "msa_name": "Providence-Warwick, RI-MA",
    "path": "/advisors/ri/providence"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2008-08-26",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "other",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CT",
    "MA",
    "RI"
  ],
  "websites": [
    "https://elderresourcesofri.com",
    "https://martinassc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147586",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "WARWICK",
  "url": "https://advisorcensus.com/firm/leonard-martin-and-associates-inc-warwick-ri-147586",
  "display_name": "Leonard Martin & Associates, Inc.",
  "summary": "Leonard Martin & Associates, Inc. is a state-registered investment advisory firm in Warwick, RI, registered since 2008, with no regulatory assets under management reported in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Leonard Martin & Associates, Inc. (CRD 147586): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Leonard Martin & Associates, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Leonard Martin & Associates, Inc. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Leonard Martin & Associates, Inc. located?",
      "a": "Leonard Martin & Associates, Inc.'s principal office is in Warwick, RI, according to its Form ADV."
    },
    {
      "q": "Is Leonard Martin & Associates, Inc. registered with the SEC or a state?",
      "a": "Leonard Martin & Associates, Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 147586."
    },
    {
      "q": "Does Leonard Martin & Associates, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147586"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/leonard-martin-and-associates-inc-warwick-ri-147586.md",
  "clients": [],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147586",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}