# Leon Capital Management, LLC

> Leon Capital Management, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 332987
- Filed as: LEON CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332987
- AdvisorCensus page: https://advisorcensus.com/firm/leon-capital-management-llc-dallas-tx-332987

## Quick answers

**How is Leon Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Leon Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Leon Capital Management, LLC located?**
Leon Capital Management, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Leon Capital Management, LLC registered with the SEC or a state?**
Leon Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332987.

**How much does Leon Capital Management, LLC manage?**
Leon Capital Management, LLC reports $244,651,938 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Leon Capital Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Leon Capital Management, LLC: Regulatory assets under management: $60,539,430 in the October 2025 data and $244,651,938 in the October 2026 data, up 304%. Total employees: 77 in October 2025 and 75 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Leon Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21).

**Does Leon Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332987

**What changed in Leon Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $184,602,654 to $244,651,938 (+33%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $244,651,938
- Discretionary: $244,651,938
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 21 | $244,651,938 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 75 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- leoncapitalmanagement.com
- LinkedIn @leon-capital-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $60,539,430 | 77 | July 11, 2025 |
| October 2026 | $244,651,938 | 75 | March 31, 2026 |

Regulatory assets under management: $60,539,430 in the October 2025 data and $244,651,938 in the October 2026 data, up 304%.
Total employees: 77 in October 2025 and 75 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $184,602,654 to $244,651,938 (+33%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Regulatory assets under management went from $60,539,430 to $184,602,654 (+205%).
- Employees performing advisory functions went from 17 to 14.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Leon Capital Management, LLC (CRD 332987): Form ADV filing data as of October 2026.