# Leo Wealth, LLC

> Leo Wealth, LLC is an SEC-registered investment advisory firm in Edison, NJ, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 283891
- Filed as: LEO WEALTH, LLC
- Also doing business as: ROCKWALL WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edison, NJ
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283891
- AdvisorCensus page: https://advisorcensus.com/firm/leo-wealth-llc-edison-nj-283891

## Quick answers

**How is Leo Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Leo Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Leo Wealth, LLC located?**
Leo Wealth, LLC's principal office is in Edison, NJ, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Leo Wealth, LLC registered with the SEC or a state?**
Leo Wealth, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283891.

**How much does Leo Wealth, LLC manage?**
Leo Wealth, LLC reports $3,205,181,999 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (87% discretionary).

**How have Leo Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Leo Wealth, LLC: Regulatory assets under management: $1,513,501,418 in the October 2021 data and $3,205,181,999 in the October 2026 data, up 112%. Total employees: 32 in October 2021 and 40 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Leo Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,261); high net worth individuals (453).

**Which custodians does Leo Wealth, LLC use?**
Leo Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Leo Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283891

**Does Leo Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 11, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by Leo Wealth however, we reserve the right to terminate an account that falls below an amount that we feel we cannot effectively manage."

**What changed in Leo Wealth, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 11, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by Leo Wealth however, we reserve the right to terminate an account that falls below an amount that we feel we cannot effectively manage.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,205,181,999
- Discretionary: $2,784,475,014
- Non-discretionary: $420,706,985

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,261 | $564,488,720 |
| High net worth individuals | 453 | $2,640,693,279 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 40 total, 31 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IA, IN, LA, MA, MD, MI, MN, NC, NE, NH, NJ, NM, NV, NY, OK, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Boca Raton, FL
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- leowealth.com
- LinkedIn @leo-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,513,501,418 | 32 | September 15, 2021 |
| October 2022 | $1,523,502,304 | 32 | March 16, 2022 |
| October 2023 | $1,768,619,236 | 28 | March 17, 2023 |
| October 2024 | $1,518,452,379 | 31 | March 18, 2024 |
| October 2025 | $2,655,950,651 | 43 | July 24, 2025 |
| October 2026 | $3,205,181,999 | 40 | September 2, 2026 |

Regulatory assets under management: $1,513,501,418 in the October 2021 data and $3,205,181,999 in the October 2026 data, up 112%.
Total employees: 32 in October 2021 and 40 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- No longer lists the business name KMR Financial Group.
- Employees performing advisory functions went from 32 to 31.
- Added an office in New York, NY.
- No longer lists an office in Amarillo, TX.
- No longer lists an office in Big Spring, TX.
- No longer lists an office in Central.
- No longer lists an office in Iselin, NJ.
- No longer lists an office in Rockwall, TX.
- No longer lists an office in Wichita Falls, TX.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Its Item 11 disclosure answers changed.

### March 2026
- Regulatory assets under management went from $2,655,950,651 to $3,205,181,999 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Leo Wealth, LLC (CRD 283891): Form ADV filing data as of October 2026.