# Leigh Baldwin & Co., LLC

> Leigh Baldwin & Co., LLC is an SEC-registered investment advisory firm in Cazenovia, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 38751
- Filed as: LEIGH BALDWIN & CO., LLC
- Also doing business as: DOLLAR INVESTMENT CLUB ("DINC"), LEIGH BALDWIN ADVISORY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cazenovia, NY
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/38751
- AdvisorCensus page: https://advisorcensus.com/firm/leigh-baldwin-and-co-llc-cazenovia-ny-38751

## Quick answers

**How is Leigh Baldwin & Co., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Leigh Baldwin & Co., LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Leigh Baldwin & Co., LLC located?**
Leigh Baldwin & Co., LLC's principal office is in Cazenovia, NY, according to its Form ADV; the June 2026 filing also lists 8 other offices (Schedule D, Section 1.F).

**Is Leigh Baldwin & Co., LLC registered with the SEC or a state?**
Leigh Baldwin & Co., LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 38751.

**How much does Leigh Baldwin & Co., LLC manage?**
Leigh Baldwin & Co., LLC reports $290,629,757 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (100% discretionary).

**How have Leigh Baldwin & Co., LLC's assets and staff changed since 2021?**
In the Form ADV data for Leigh Baldwin & Co., LLC: Regulatory assets under management: $133,150,516 in the October 2021 data and $290,629,757 in the October 2026 data, up 118%. Total employees: 10 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Leigh Baldwin & Co., LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (608); high net worth individuals (68); corporations or other businesses not listed above (6).

**Does Leigh Baldwin & Co., LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/38751

**What changed in Leigh Baldwin & Co., LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 16. Changed its office addresses in Utica, NY. No longer lists an office in Stanhope, NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $290,629,757
- Discretionary: $290,629,757
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 608 | $123,524,561 |
| High net worth individuals | 68 | $139,232,224 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,865,296 |
| Charitable organizations | Fewer than 5 | $21,996,985 |
| Corporations or other businesses not listed above | 6 | $3,010,691 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 16 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, DE, FL, GA, IL, MA, NC, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/38751

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Blossvale, NY
- Cazenovia, NY
- Clarks Summit, PA
- Liverpool, NY
- Manlius, NY
- Moravia, NY
- Syracuse, NY
- Utica, NY

### Websites listed on Form ADV (Item 1.I)
- dollarinvestmentclub.com
- leighbaldwin.com
- leighbaldwinadvisory.com
- Facebook @DollarInvestmentClub
- Facebook @Leigh-Baldwin-Co-LLC-239756819401380
- LinkedIn @leigh-baldwin-co
- LinkedIn @dollar-investment-club-96030966
- Pinterest @dinclub
- X @DINClub

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $133,150,516 | 10 | September 10, 2021 |
| October 2022 | $182,368,225 | 20 | June 21, 2022 |
| October 2023 | $179,985,619 | 21 | April 28, 2023 |
| October 2024 | $232,011,373 | 18 | March 29, 2024 |
| October 2025 | $285,522,208 | 18 | March 31, 2025 |
| October 2026 | $290,629,757 | 16 | May 19, 2026 |

Regulatory assets under management: $133,150,516 in the October 2021 data and $290,629,757 in the October 2026 data, up 118%.
Total employees: 10 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 16.
- Changed its office addresses in Utica, NY.
- No longer lists an office in Stanhope, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Leigh Baldwin & Co., LLC (CRD 38751): Form ADV filing data as of October 2026.