# Legionce Investment Advisors, Inc.

> Legionce Investment Advisors, Inc. is a state-registered investment advisory firm in Englewood, CO, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 112472
- Filed as: LEGIONCE INVESTMENT ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Englewood, CO
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/112472
- AdvisorCensus page: https://advisorcensus.com/firm/legionce-investment-advisors-inc-englewood-co-112472

## Quick answers

**How is Legionce Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Legionce Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Legionce Investment Advisors, Inc. located?**
Legionce Investment Advisors, Inc.'s principal office is in Englewood, CO, according to its Form ADV.

**Is Legionce Investment Advisors, Inc. registered with the SEC or a state?**
Legionce Investment Advisors, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 112472.

**How much does Legionce Investment Advisors, Inc. manage?**
Legionce Investment Advisors, Inc. reports $17,656,470 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**Does Legionce Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112472

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $17,656,470
- Discretionary: $17,656,470
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,507,903 |
| High net worth individuals | Fewer than 5 | $14,148,567 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legionce.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legionce Investment Advisors, Inc. (CRD 112472): Form ADV filing data as of October 2026.