# Legion Private Wealth Management

> Legion Private Wealth Management is a state-registered investment advisory firm in Ellensburg, WA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 13, 2026.

- CRD: 322476
- Filed as: LEGION PRIVATE WEALTH MANAGEMENT
- Legal name: Legion Capital Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ellensburg, WA
- Filing period: October 2026
- Form ADV filing dated: April 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322476
- AdvisorCensus page: https://advisorcensus.com/firm/legion-private-wealth-management-ellensburg-wa-322476

## Quick answers

**How is Legion Private Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Legion Private Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Legion Private Wealth Management located?**
Legion Private Wealth Management's principal office is in Ellensburg, WA, according to its Form ADV.

**Is Legion Private Wealth Management registered with the SEC or a state?**
Legion Private Wealth Management is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 322476.

**How much does Legion Private Wealth Management manage?**
Legion Private Wealth Management reports $6,928,162 in regulatory assets under management in its Form ADV filing dated April 13, 2026 (84% discretionary).

**What types of clients does Legion Private Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (14); individuals (other than high net worth individuals) (10).

**Does Legion Private Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322476

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,928,162
- Discretionary: $5,851,373
- Non-discretionary: $1,076,789

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $1,881,286 |
| High net worth individuals | 14 | $2,901,955 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,144,921 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [bizfinplan.com/legionprivatewealthmanagement](https://bizfinplan.com/legionprivatewealthmanagement)
- [legion-pw.com](https://legion-pw.com)
- X @LegionPwm

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legion Private Wealth Management (CRD 322476): Form ADV filing data as of October 2026.