# Legal Advantage Investments, Inc.

> Legal Advantage Investments, Inc. is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 118131
- Filed as: LEGAL ADVANTAGE INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118131
- AdvisorCensus page: https://advisorcensus.com/firm/legal-advantage-investments-inc-118131

## Quick answers

**How is Legal Advantage Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Legal Advantage Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Legal Advantage Investments, Inc. charge?**
Its Form ADV Part 2A brochure dated July 20, 2026 states: Flat fee: $300 (financial planning advice); Hourly rate: $500 an hour (financial planning advice). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Legal Advantage Investments, Inc. registered with the SEC or a state?**
Legal Advantage Investments, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 118131.

**How much does Legal Advantage Investments, Inc. manage?**
Legal Advantage Investments, Inc. reports $275,276,594 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary).

**How have Legal Advantage Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Legal Advantage Investments, Inc.: Regulatory assets under management: $157,720,945 in the October 2021 data and $275,276,594 in the October 2026 data, up 75%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legal Advantage Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (24).

**Which custodians does Legal Advantage Investments, Inc. use?**
Legal Advantage Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Legal Advantage Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118131

**Does Legal Advantage Investments, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 20, 2026 says: "A new client generally must sign a portfolio management agreement (or "contract") with our firm and place a minimum of $3,000,000 in assets under management before we will manage accounts for that client."

**What changed in Legal Advantage Investments, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $234,401,409 to $275,276,594 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 20, 2026)

- Account minimum: $3,000,000

> A new client generally must sign a portfolio management agreement (or "contract") with our firm and place a minimum of $3,000,000 in assets under management before we will manage accounts for that client.

- Flat fee: $300 (financial planning advice)

> If the services are for a fixed fee, a payment of $300 or one-third of the agreed fee, whichever is less, shall be required at the time of commencement of the project.

- Hourly rate: $500 an hour (financial planning advice)

> We may also offer to conduct research or render advice related to any specified investment or financial planning issue for an hourly fee of $500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $275,276,594
- Discretionary: $275,276,594
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2,273,747 |
| High net worth individuals | 24 | $268,739,035 |
| Charitable organizations | Fewer than 5 | $4,263,812 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [legaladvantageinvestments.com](https://legaladvantageinvestments.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $157,720,945 | 2 | March 12, 2021 |
| October 2022 | $187,882,940 | 2 | September 12, 2022 |
| October 2023 | $157,394,494 | 2 | September 5, 2023 |
| October 2024 | $201,790,345 | 2 | July 11, 2024 |
| October 2025 | $234,401,409 | 2 | March 3, 2025 |
| October 2026 | $275,276,594 | 2 | July 20, 2026 |

Regulatory assets under management: $157,720,945 in the October 2021 data and $275,276,594 in the October 2026 data, up 75%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $234,401,409 to $275,276,594 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legal Advantage Investments, Inc. (CRD 118131): Form ADV filing data as of October 2026.