{ "crd_number": 305263, "slug": "legado-wealth-management-llc-new-york-ny-305263", "primary_business_name": "LEGADO WEALTH MANAGEMENT LLC", "legal_name": "LEGADO WEALTH MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-01-26", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-02-17", "carried_forward": false, "raum_total": 51030108.0, "raum_discretionary": 51030108.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 6227172.0, "count": 29 }, "high_net_worth_individuals": { "raum": 44802936.0, "count": 46 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NY" ], "websites": [ "https://legadowealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305263", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/legado-wealth-management-llc-new-york-ny-305263", "display_name": "Legado Wealth Management LLC", "summary": "Legado Wealth Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.", "citation": "AdvisorCensus. Legado Wealth Management LLC (CRD 305263): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Legado Wealth Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Legado Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Legado Wealth Management LLC located?", "a": "Legado Wealth Management LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Legado Wealth Management LLC registered with the SEC or a state?", "a": "Legado Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 305263." }, { "q": "How much does Legado Wealth Management LLC manage?", "a": "Legado Wealth Management LLC reports $51,030,108 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary)." }, { "q": "How have Legado Wealth Management LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Legado Wealth Management LLC: Regulatory assets under management: $50,093,393 in the October 2022 data and $51,030,108 in the October 2026 data, up 2%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Legado Wealth Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (29)." }, { "q": "Does Legado Wealth Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305263" }, { "q": "What changed in Legado Wealth Management LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $25,401,836 to $51,030,108 (+101%). Registered or notice-filed in FL." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 50093393.0, "total_employees": 1, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 47682234.0, "total_employees": 1, "filing_date": "2023-05-18" }, { "period": "2024-10-01", "regulatory_assets_under_management": 16377057.0, "total_employees": 1, "filing_date": "2024-03-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 25401836.0, "total_employees": 1, "filing_date": "2025-04-01" }, { "period": "2026-10-01", "regulatory_assets_under_management": 51030108.0, "total_employees": 1, "filing_date": "2026-02-17" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $25,401,836 to $51,030,108 (+101%).", "Registered or notice-filed in FL." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/legado-wealth-management-llc-new-york-ny-305263.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 29, "fewer_than_5": false, "raum": 6227172.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 46, "fewer_than_5": false, "raum": 44802936.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305263", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }