{ "crd_number": 152084, "slug": "legacy-wealth-planning-llc-overland-park-ks-152084", "primary_business_name": "LEGACY WEALTH PLANNING, LLC", "legal_name": "LEGACY WEALTH PLANNING, LLC", "dbas": [], "city": "Overland Park", "state": "KS", "country": "United States", "cbsa_code": "28140", "metro": { "cbsa_code": "28140", "common_name": "Kansas City", "msa_name": "Kansas City, MO-KS", "path": "/advisors/mo/kansas-city" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-01-30", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-09-15", "carried_forward": false, "raum_total": 11452164.0, "raum_discretionary": 11452164.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 2622969.0, "count": 21 }, "high_net_worth_individuals": { "raum": 8829195.0, "count": 10 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "KS" ], "websites": [ "https://lwp-kc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152084", "disclosure_items": [ { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" } ], "city_as_filed": "OVERLAND PARK", "url": "https://advisorcensus.com/firm/legacy-wealth-planning-llc-overland-park-ks-152084", "display_name": "Legacy Wealth Planning, LLC", "summary": "Legacy Wealth Planning, LLC is a state-registered investment advisory firm in Overland Park, KS, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.", "citation": "AdvisorCensus. Legacy Wealth Planning, LLC (CRD 152084): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Legacy Wealth Planning, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Legacy Wealth Planning, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Legacy Wealth Planning, LLC located?", "a": "Legacy Wealth Planning, LLC's principal office is in Overland Park, KS, according to its Form ADV." }, { "q": "Is Legacy Wealth Planning, LLC registered with the SEC or a state?", "a": "Legacy Wealth Planning, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 152084." }, { "q": "How much does Legacy Wealth Planning, LLC manage?", "a": "Legacy Wealth Planning, LLC reports $11,452,164 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary)." }, { "q": "What types of clients does Legacy Wealth Planning, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); high net worth individuals (10)." }, { "q": "Does Legacy Wealth Planning, LLC report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years), 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152084" }, { "q": "What changed in Legacy Wealth Planning, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 4 yes answers, previously 0 (now yes: 11.A(2), 11.D(1), 11.D(2), 11.G)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Item 11 disclosure answers changed: 4 yes answers, previously 0 (now yes: 11.A(2), 11.D(1), 11.D(2), 11.G)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/legacy-wealth-planning-llc-overland-park-ks-152084.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 21, "fewer_than_5": false, "raum": 2622969.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 10, "fewer_than_5": false, "raum": 8829195.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152084", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }