# Legacy Wealth Planning

> Legacy Wealth Planning is a state-registered investment advisory firm in Bethalto, IL, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 322883
- Filed as: LEGACY WEALTH PLANNING
- Legal name: Legacy Wealth Planning LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bethalto, IL
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322883
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-wealth-planning-bethalto-il-322883

## Quick answers

**How is Legacy Wealth Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Wealth Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Legacy Wealth Planning located?**
Legacy Wealth Planning's principal office is in Bethalto, IL, according to its Form ADV.

**Is Legacy Wealth Planning registered with the SEC or a state?**
Legacy Wealth Planning is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 322883.

**How much does Legacy Wealth Planning manage?**
Legacy Wealth Planning reports $34,290,000 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**What types of clients does Legacy Wealth Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (49); high net worth individuals (15).

**Does Legacy Wealth Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322883

**What changed in Legacy Wealth Planning's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $23,471,400 to $34,290,000 (+46%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $34,290,000
- Discretionary: $34,290,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $7,756,000 |
| High net worth individuals | 15 | $26,387,100 |
| Charitable organizations | Fewer than 5 | $146,900 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legacywealthplanning.com
- Facebook @ERZ80
- Instagram @advisor_aj
- LinkedIn @aj-erzen
- TikTok @advisor_aj
- X @AJ_Erzen

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $23,471,400 to $34,290,000 (+46%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Wealth Planning (CRD 322883): Form ADV filing data as of October 2026.