# Legacy Wealth Management Group, Inc.

> Legacy Wealth Management Group, Inc. is an SEC-registered investment advisory firm in Lynchburg, VA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 22, 2026.

- CRD: 322235
- Filed as: LEGACY WEALTH MANAGEMENT GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lynchburg, VA
- Filing period: October 2026
- Form ADV filing dated: March 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322235
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-wealth-management-group-inc-lynchburg-va-322235

## Quick answers

**How is Legacy Wealth Management Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Wealth Management Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Legacy Wealth Management Group, Inc. located?**
Legacy Wealth Management Group, Inc.'s principal office is in Lynchburg, VA, according to its Form ADV.

**Is Legacy Wealth Management Group, Inc. registered with the SEC or a state?**
Legacy Wealth Management Group, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322235.

**How much does Legacy Wealth Management Group, Inc. manage?**
Legacy Wealth Management Group, Inc. reports $289,830,000 in regulatory assets under management in its Form ADV filing dated March 22, 2026 (100% discretionary).

**How have Legacy Wealth Management Group, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Legacy Wealth Management Group, Inc.: Regulatory assets under management: $0 in the October 2022 data and $289,830,000 in the October 2026 data. Total employees: 10 in October 2022 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Wealth Management Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (784); high net worth individuals (179); corporations or other businesses not listed above (15).

**Which custodians does Legacy Wealth Management Group, Inc. use?**
Legacy Wealth Management Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Legacy Wealth Management Group, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322235

**What changed in Legacy Wealth Management Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $233,294,000 to $289,830,000 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $289,830,000
- Discretionary: $289,830,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 784 | $75,596,000 |
| High net worth individuals | 179 | $211,284,000 |
| Charitable organizations | 13 | $2,880,000 |
| Corporations or other businesses not listed above | 15 | $70,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (3 years)
- Employees: 19 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MI, NC, NH, PA, SC, TN, TX, VA
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322235

### Websites listed on Form ADV (Item 1.I)
- lynchburglegacy.com
- Facebook @lynchburg.legacy
- Instagram @legacywealth1971
- LinkedIn @my-legacy-wealth-management-group
- YouTube @LegacyWealthInvest

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 10 | September 12, 2022 |
| October 2023 | $154,400,000 | 6 | February 22, 2023 |
| October 2024 | $207,670,000 | 12 | March 7, 2024 |
| October 2025 | $233,294,000 | 17 | June 12, 2025 |
| October 2026 | $289,830,000 | 19 | March 22, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $289,830,000 in the October 2026 data.
Total employees: 10 in October 2022 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $233,294,000 to $289,830,000 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Wealth Management Group, Inc. (CRD 322235): Form ADV filing data as of October 2026.