# Legacy Wealth Management

> Legacy Wealth Management is a state-registered investment advisory firm in Charlotte, NC, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 329837
- Filed as: LEGACY WEALTH MANAGEMENT
- Legal name: Legacy Wealth Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329837
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-wealth-management-charlotte-nc-329837

## Quick answers

**How is Legacy Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Legacy Wealth Management located?**
Legacy Wealth Management's principal office is in Charlotte, NC, according to its Form ADV.

**Is Legacy Wealth Management registered with the SEC or a state?**
Legacy Wealth Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329837.

**How much does Legacy Wealth Management manage?**
Legacy Wealth Management reports $817,740 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**What types of clients does Legacy Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); charitable organizations (1).

**Does Legacy Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329837

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $817,740
- Discretionary: $817,740
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $506,270 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $311,470 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thelegacywealthmanagement.com
- Facebook @LegacyWealthNC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Wealth Management (CRD 329837): Form ADV filing data as of October 2026.