# Legacy Wealth Advisors, LLC

> Legacy Wealth Advisors, LLC is an SEC-registered investment advisory firm in San Jose, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 127758
- Filed as: LEGACY WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Jose, CA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127758
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-wealth-advisors-llc-san-jose-ca-127758

## Quick answers

**How is Legacy Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Legacy Wealth Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it); Flat fee: $2,500 (Financial planning and business & real estate consulting services); Hourly rate: $500 an hour (Financial planning and business & real estate consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Legacy Wealth Advisors, LLC located?**
Legacy Wealth Advisors, LLC's principal office is in San Jose, CA, according to its Form ADV.

**Is Legacy Wealth Advisors, LLC registered with the SEC or a state?**
Legacy Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 127758.

**How much does Legacy Wealth Advisors, LLC manage?**
Legacy Wealth Advisors, LLC reports $178,343,622 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (94% discretionary).

**How have Legacy Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Legacy Wealth Advisors, LLC: Regulatory assets under management: $114,568,627 in the October 2021 data and $178,343,622 in the October 2026 data, up 56%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (16).

**Which custodians does Legacy Wealth Advisors, LLC use?**
Legacy Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Legacy Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127758

**Does Legacy Wealth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "The Advisor requires a minimum of $2,000,000 to establish a new advisory account; however, the minimum may be waived at the sole discretion of the Advisor."

**What changed in Legacy Wealth Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $137,480,219 to $178,343,622 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)

> Fees for LWA Wealth Advisory Services are negotiated and generally range from 0.5%-1.5% per year of the assets under management and advisement.

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> The Advisor requires a minimum of $2,000,000 to establish a new advisory account; however, the minimum may be waived at the sole discretion of the Advisor.

- Flat fee: $2,500 (Financial planning and business & real estate consulting services)

> Financial planning and business & real estate consulting services can be provided for a fixed fee starting at $2,500 per engagement, based on the complexity of the project

- Hourly rate: $500 an hour (Financial planning and business & real estate consulting services)

> or on an hourly basis with a rate up to $500 per hour. We will provide you with an invoice when the services are completed.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $178,343,622
- Discretionary: $168,355,917
- Non-discretionary: $9,987,705

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $6,403,138 |
| High net worth individuals | 46 | $167,993,330 |
| Other | Fewer than 5 | $3,947,154 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [legacywealthadvisorsllc.com](https://legacywealthadvisorsllc.com)
- LinkedIn @legacywealthadvisorsllc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $114,568,627 | 7 | August 11, 2021 |
| October 2022 | $123,808,664 | 7 | March 29, 2022 |
| October 2023 | $107,609,011 | 7 | March 24, 2023 |
| October 2024 | $121,965,576 | 7 | March 26, 2024 |
| October 2025 | $137,480,219 | 6 | March 28, 2025 |
| October 2026 | $178,343,622 | 6 | March 18, 2026 |

Regulatory assets under management: $114,568,627 in the October 2021 data and $178,343,622 in the October 2026 data, up 56%.
Total employees: 7 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $137,480,219 to $178,343,622 (+30%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Wealth Advisors, LLC (CRD 127758): Form ADV filing data as of October 2026.