# Legacy Wealth Advisor LLC

> Legacy Wealth Advisor LLC is an SEC-registered investment advisory firm in Lynchburg, VA, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated March 6, 2026.

- CRD: 334697
- Filed as: LEGACY WEALTH ADVISOR LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lynchburg, VA
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334697
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-wealth-advisor-llc-lynchburg-va-334697

## Quick answers

**How is Legacy Wealth Advisor LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Wealth Advisor LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Legacy Wealth Advisor LLC located?**
Legacy Wealth Advisor LLC's principal office is in Lynchburg, VA, according to its Form ADV.

**Is Legacy Wealth Advisor LLC registered with the SEC or a state?**
Legacy Wealth Advisor LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334697.

**How have Legacy Wealth Advisor LLC's assets and staff changed since 2025?**
In the Form ADV data for Legacy Wealth Advisor LLC: Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Legacy Wealth Advisor LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334697

**Does Legacy Wealth Advisor LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 12, 2025 says: "There is no minimum account size to open and maintain an advisory account."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 12, 2025)

- Account minimum: None

> There is no minimum account size to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334697

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 1 | July 11, 2025 |
| October 2026 | Not reported | 1 | March 6, 2026 |

Total employees: 1 in October 2025 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Wealth Advisor LLC (CRD 334697): Form ADV filing data as of October 2026.