# Legacy Road Family Offices

> Legacy Road Family Offices is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 337654
- Filed as: LEGACY ROAD FAMILY OFFICES
- Legal name: Legacy Road LLC
- Also doing business as: LEGACY ROAD FAMILY OFFICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337654
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-road-family-offices-337654

## Quick answers

**How is Legacy Road Family Offices compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Road Family Offices reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Legacy Road Family Offices registered with the SEC or a state?**
Legacy Road Family Offices is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337654.

**How much does Legacy Road Family Offices manage?**
Legacy Road Family Offices reports $117,156,003 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (1% discretionary).

**How have Legacy Road Family Offices' assets and staff changed since 2025?**
In the Form ADV data for Legacy Road Family Offices: Regulatory assets under management: $0 in the October 2025 data and $117,156,003 in the October 2026 data. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Road Family Offices serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4).

**Does Legacy Road Family Offices report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337654

**What changed in Legacy Road Family Offices' recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $0 to $121,384,114.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $117,156,003
- Discretionary: $1,606,412
- Non-discretionary: $115,549,591

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 4 | $117,156,003 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legacyroad.com
- LinkedIn @LEGACYROAD

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 1 | July 8, 2025 |
| October 2026 | $117,156,003 | 1 | March 31, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $117,156,003 in the October 2026 data.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $0 to $121,384,114.

### November 2025
- Added the business name Legacy Road Family Offices.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Road Family Offices (CRD 337654): Form ADV filing data as of October 2026.