# Legacy Private Client Services

> Legacy Private Client Services is an SEC-registered investment advisory firm in Pointe-Claire. Qc, Canada, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 331736
- Filed as: LEGACY PRIVATE CLIENT SERVICES
- Legal name: Rosen Group Private Wealth Management, LLC
- Also doing business as: LEGACY PRIVATE CLIENT SERVICES, LEGACYMED ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pointe-Claire. Qc, Canada
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331736
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-private-client-services-pointe-claire-qc-331736

## Quick answers

**How is Legacy Private Client Services compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Private Client Services reports these compensation arrangements: a percentage of assets under its management.

**How much does Legacy Private Client Services charge?**
Its Form ADV Part 2A brochure dated January 29, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,000 to $3,000,000: 1% a year; $3,000,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Legacy Private Client Services located?**
Legacy Private Client Services' principal office is in Pointe-Claire. Qc, Canada, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Legacy Private Client Services registered with the SEC or a state?**
Legacy Private Client Services is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331736.

**How much does Legacy Private Client Services manage?**
Legacy Private Client Services reports $0 in regulatory assets under management in its Form ADV filing dated September 30, 2026.

**How have Legacy Private Client Services' assets and staff changed since 2024?**
In the Form ADV data for Legacy Private Client Services: Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Legacy Private Client Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331736

**Does Legacy Private Client Services state an account minimum?**
Its Form ADV Part 2A brochure dated January 29, 2026 says: "There is no account minimum for any of LPCS’s services."

**What changed in Legacy Private Client Services' recent Form ADV filings?**
In the October 2026 filing data: Added an office in Aventura, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 29, 2026)

- Up to $1,000,000: 1.25% a year
- $1,000,000 to $3,000,000: 1% a year
- $3,000,000 to $5,000,000: 0.75% a year
- Above $5,000,000: 0.5% a year

> Total Assets Under Management Annual Fees $0 - $1,000,000 1.25% $1,000,000 - $3,000,000 1.00% $3,000,000 - $5,000,000 0.75% $5,000,000 - And Up 0.50%

> These fees are generally negotiable and the final fee schedule will be memorialized in the client’s advisory agreement.

- Account minimum: None

> There is no account minimum for any of LPCS’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Aventura, FL
- Fort Lauderdale, FL

### Websites listed on Form ADV (Item 1.I)
- legacyprivateclientservices.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | September 5, 2024 |
| October 2025 | $0 | 1 | July 29, 2025 |
| October 2026 | $0 | 1 | September 30, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2026 data.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Added an office in Aventura, FL.

### July 2026
- Employees performing advisory functions went from 3 to 1.

### May 2026
- Employees performing advisory functions went from 1 to 3.

### November 2025
- Added the business name Legacymed Advisors.
- No longer lists the business name Legacy MED Advisors.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Private Client Services (CRD 331736): Form ADV filing data as of October 2026.