# Legacy Partners, LLC

> Legacy Partners, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 159473
- Filed as: LEGACY PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159473
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-partners-llc-los-angeles-ca-159473

## Quick answers

**How is Legacy Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Legacy Partners, LLC located?**
Legacy Partners, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Legacy Partners, LLC registered with the SEC or a state?**
Legacy Partners, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 159473.

**How much does Legacy Partners, LLC manage?**
Legacy Partners, LLC reports $777,914,505 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary).

**How have Legacy Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Legacy Partners, LLC: Regulatory assets under management: $1,106,863,573 in the October 2021 data and $777,914,505 in the October 2026 data, down 30%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9).

**Does Legacy Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159473

**What changed in Legacy Partners, LLC's recent Form ADV filings?**
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $777,914,505
- Discretionary: $777,914,505
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $777,914,505 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2011 (14 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legacy88.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,106,863,573 | 4 | March 8, 2021 |
| October 2022 | $1,052,035,006 | 4 | February 23, 2022 |
| October 2023 | $791,138,242 | 4 | March 1, 2023 |
| October 2024 | $745,169,802 | 4 | February 8, 2024 |
| October 2025 | $729,496,581 | 4 | February 27, 2025 |
| October 2026 | $777,914,505 | 4 | January 29, 2026 |

Regulatory assets under management: $1,106,863,573 in the October 2021 data and $777,914,505 in the October 2026 data, down 30%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Partners, LLC (CRD 159473): Form ADV filing data as of October 2026.